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Showing 1371 to 1380 of 2407 search results for liability insurance.

1371. FCA Data Bulletin: Issue 7 - October 2016 [pdf]

      Data Published: 28/10/2016
      This October 2016 issue of the Data Bulletin looks at the retail intermediary sector and latest trends in the retirement income market as well as feedback from firms about the FCA

1372. Final Notice 2018: Thinking: Health & Income Ltd [pdf]

      Final notices Published: 08/08/2018
      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector. We imposed a cancellation.

1373. Financial promotions quarterly data 2021 Q3

      Data Published: 15/10/2021 Last modified: 27/04/2022
      The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules. This data is for 2021 Q3.

1374. MLA B1: Profit and loss account FAQs

      Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
      MLA B1: Profit and loss account FAQs

1375. AXA IM Asia / AXA Hong Kong / AXA Investment Managers Hong Kong / Acervo Group (clone of FCA authorised firm)

      Warnings Published: 13/07/2017 Last modified: 13/07/2017
      Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.

1376. Final Notice 2023: Moorland Mayfair Wealth Management [pdf]

      Final notices Published: 19/09/2023
      This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & protection and consumer credit

1377. Adviser reporting requirements

      Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
      The FCA needs information to show that you are complying with the Retail Distribution Review (RDR) rules. Learn how to stay compliant.

1378. UCITS V: requirements for managers and depositaries

      Tasks for regulated firms Published: 05/08/2015 Last modified: 16/02/2023
      Read more on how increased powers for EU regulators ensures protection and confidence for investors in Undertakings for collective investment in transferable securities (UCITS).

1379. Aggregate complaints data: 2019 H1

      Data Published: 17/10/2019 Last modified: 17/10/2019
      This page focuses on complaints that financial services firms reported to the FCA during the first half (H1) of 2019, between 1 January and 30 July 2019. This includes the latest trends and analysis by product group. 

1380. Final notice 2016: Towergate Underwriting Group Limited [pdf]

      Final notices Published: 13/07/2016 Last modified: 13/07/2016
      This final notice refers to breaches of PRIN 3, PRIN 10 and CASS related to client money/assets in the general insurance and protection sector. We imposed a fine.