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Business interruption insurance test case: Supplementary Note 2 of Hospitality Industry Group Action [pdf]
Supplementary Note 2 of Hospitality Industry Group Action for the trial in the business interruption test case. -
Dual regulation of claims management firms - February 2022
The FCA answers multiple questions regarding dual regulation of Claims Management Activities by both the Solicitors Regulation Authority (SRA) and the Financial Conduct Authority (FCA). -
Controller forms needed for authorisation
A ‘controller’ includes any person who holds a certain level of influence over a UK authorised firm, whether directly or indirectly, through ownership rights, such as shareholdings, voting rights or partnership interests. Find the right -
Business interruption test case: Hiscox Insurance Company Limited appeal written case [pdf]
This is the written case of Hiscox Insurance Company Limited for the appeal to the Supreme Court in the Business Interruption insurance test case. -
Review of general insurance intermediaries’ professional indemnity insurance: TR16/9
This report provides the findings from our thematic review into general insurance intermediaries’ professional indemnity. The review was performed to evaluate the individual policies purchased by a sample of firms to assess whether they complied -
FCA business plan and risk outlook published
The Financial Services Authority (FSA) has published the business plan and risk outlook for the Financial Conduct Authority (FCA) for 2013/14. The FSA will be replaced by the FCA and the Prudential Regulation Authority (PRA) on 1 April 2013. -
Seizing opportunity – challenges and priorities for the FCA
Speech by our CEO, Nikhil Rathi, delivered at the Lord Mayor's City Banquet at Mansion House -
FSA Q2 12/13 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
FCA publishes Wholesale Insurance Brokers Market Study final report
The FCA has published the final report of its Wholesale Insurance Brokers market study which was launched in November 2017 to assess how competition was working in the sector. -
FSA Q3 12/13 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.