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MLA D: Lending - business flow and rates FAQs
MLA D: Lending - business flow and rates FAQs -
FCA Data Bulletin issue 4 - underlying data [xlsx]
Underlying data - talking to the FCA, financial promotions, how we use attestations, skilled persons reports, and consumer credit authorisations. -
FCA's key priorities for the financial advice industry
Speech by Therese Chambers, our Director of Consumer Investments, delivered at the Personal Finance Society's Festival of Financial Planning. -
FCA Data Bulletin - May 2015 - underlying data [xlsx]
Underlying data for the FCA Contact Centre, complaints about firms, approved persons, attestations, skilled persons reports, and financial promotions. -
FCA Data Bulletin issue 10 - underlying data [xlsx]
Underlying data for retirement income data collection and firm feedback questionnaire. -
Aggregate complaints data to 2017 H1 [xlsx]
Aggregate sector wide firm complaints data for 2017 H1. Including opened, closed, upheld, speed of closure and redress. -
Business interruption insurance test case: proposed questions for determination [pdf]
The document is intended to be high level and encompass all potential issues arising from the wordings neutrally -
Regulated retail investment adviser re-evaluation
We have collaborated with the Chartered Insurance Institute (CII) to create a re-assessment test of the level 4 Diploma in Financial Planning. -
FCA Data Bulletin - January 2015 - underlying data [xlsx]
Underlying data for number of controlled functions by type of firm, approved persons trends, complaints about financial promotions, policy initiatives and FCA events. -
Aggregate Complaints Data 2012 H2 [xls]
Aggregate sector wide firm complaints data for 2012 H2. Including opened, closed, upheld, speed of closure and redress.