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Showing 1611 to 1620 of 2407 search results for liability insurance.

1611. Final Notice 2018: Armstrong Investment Managers LLP [pdf]

      Final notices Published: 08/08/2018
      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector. We imposed a cancellation.

1612. Technical Annex: GAP intervention Evaluation Paper [pdf]

      Corporate documents Published: 31/07/2018

1613. Compliance, Culture and Evolving Regulatory Expectations

      Speeches Published: 26/04/2021 Last modified: 26/04/2021
      Speech by Mark Steward, Executive Director of Enforcement and Market Oversight.

1614. Product Sales Data Pure Protection Contracts Tables 2023 [xlsx]

      Data Published: 27/06/2024
      The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. These tables are for 2023.

1615. Speech: Culture in UK banking – regulatory priorities

      Insight Published: 18/10/2016 Last modified: 17/02/2017
      be abusive tax avoidance unless there is some commercial justification for it other than reducing tax liability.

1616. TSB fined £48.65m for operational resilience failings

      Press Releases Published: 20/12/2022 Last modified: 20/12/2022
      The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have fined TSB Bank plc (“TSB”) a total of £48,650,000 for operational risk management and governance failures, including management of outsourcing risks,

1617. Consumer warning on pre-paid probate plans

      News stories Published: 25/01/2023 Last modified: 25/01/2023
      We strongly advise you to consider carefully whether a pre-paid probate plan meets your needs and offers value before buying as there are no regulatory protections in place for you.

1618. Gaudi Regulated Services Limited in administration

      News stories Published: 26/04/2023 Last modified: 26/04/2023
      On 25 April 2023 the directors of Gaudi Regulated Services Limited appointed Sean Bucknall and Andrew Watling of Quantuma Advisory Limited as joint administrators. The administrators are qualified insolvency practitioners.

1619. Personal loans and coronavirus: draft guidance for firms

      Guidance consultations Published: 02/04/2020 Last modified: 30/11/2020
      The FCA's guidance for firms on personal loans during the coronavirus situation

1620. General insurance events announced for Live & Local regional programme

      News stories Published: 20/07/2017 Last modified: 25/07/2017
      Following the release of retail investment events for the Live & Local regional programme, we are now announcing details of the first set of general insurance events taking place from September to December across the UK.