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Showing 2221 to 2230 of 2407 search results for liability insurance.

2221. MiFID II costs and charges disclosures review findings

      Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
      As part of our supervision work, we looked at the costs and charges disclosures of a sample of 50 firms authorised as MiFID investment firms in the retail investments sector. We wanted to understand if firms were complying with the new rules and

2222. Coronavirus and 10% depreciation notifications: further temporary measures for firms

      Statements Published: 30/09/2020 Last modified: 21/12/2021
      This statement is for firms providing portfolio management services or holding retail client accounts that include positions in leveraged financial instruments or contingent liability transactions.

2223. FCA stops AJH Financial Services Limited disposing of assets without permission

      News stories Published: 14/02/2022 Last modified: 23/05/2022
      We have stopped AJH Financial Services Limited, a firm that advised on transfers from the British Steel Pension Scheme (BSPS), disposing of assets without FCA permission.

2224. Key findings on our recent work on pension transfer advice

      Multi-firm reviews Published: 06/12/2018 Last modified: 06/12/2018
      Pension transfers have been a priority for us throughout 2018. Our work has focussed in particular on those firms most active in the market. We have also looked more closely into some firms based on intelligence (for example whistleblowing) we

2225. Business interruption test case: Common Sections of Appellant Defendants’ Applications for Permission to Appeal [pdf]

      Corporate documents Published: 20/10/2020
      These are sections of the Applications for Permission to Appeal in the Business Interruption insurance test case which are common to all Appellant Defendants.

2226. FS20/16: Coronavirus and customers in financial difficulty: feedback on draft additional guidance for insurance and premium finance firms

      Feedback statements Published: 30/10/2020 Last modified: 30/10/2020
      On 16 October 2020, we published proposals on how firms should continue to seek to help customers who hold insurance and premium finance products and may be in financial difficulty because of coronavirus (Covid-19), after 31 October 2020. This

2227. Dear CEO letter: FCA expectations of general insurance firms undertaking pricing activities [pdf]

      Correspondence Published: 31/10/2018
      On 31 October 2018, the FCA wrote to CEOs regarding our expectations of general insurance firms undertaking pricing activities.

2228. Coronavirus and customers in temporary financial difficulty: updated guidance for insurance and premium finance firms [pdf]

      Finalised guidance Published: 11/08/2020 Last modified: 11/08/2020
      This guidance sets out measures to help customers who hold insurance and premium finance products and who are in financial difficulty because of coronavirus.

2229. TR14/10 - Developments in the distribution of retail investments: Purchasing investments without a personal recommendation or with simplified advice

      Thematic reviews Published: 11/07/2014 Last modified: 25/08/2016
      We found that a number of firms had decided not to develop simplified advice services due to uncertainty about how to apply our suitability rules, and the risks and potential liabilities

2230. Information on enforcement investigations opened against individuals (SMR) - May 2022

      FOI Release Date of Release: 11/05/2022
      The FCA provides data on enforcement investigations opened against individuals (SMR).