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Showing 2371 to 2380 of 2407 search results for liability insurance.

2371. Information on claims management companies who have registered for full authorisation - April 2020

      FOI Release Date of Release: 08/04/2020
      The FCA provides information on claims management companies who have registered for full authorisation in Application Period One (1 April 2019 to 31 May 2019)

2372. CP15/25: Changes to the Approved Persons Regime for insurers not subject to Solvency II: reforms for larger Non-Directive Firms, feedback on CP 15/15, forms, consequentials and transitional aspects

      Consultation papers Published: 13/08/2015 Last modified: 24/11/2015
      Consultation Paper 15/25 [PDF]. This consultation affects all firms with permission to effect or carry out insurance contracts that fall out of scope of the Solvency II Directive (or of

2373. FCA fines The TJM Partnership Limited (in liquidation) £2 million for serious financial crime control failings in relation to cum-ex trading

      Press Releases Published: 15/07/2022 Last modified: 15/07/2022
      The FCA has fined The TJM Partnership Limited (in liquidation) £2,038,700 for failing to ensure it had effective systems and controls to identify and reduce the risk of financial crime and money laundering in its business. This is the third case

2374. Guinness Mahon Trust Corporation Limited in administration and SIPP business immediately sold to Hartley Pensions

      News stories Published: 18/02/2020 Last modified: 21/02/2020
      On 17 February 2020, and following complaints in relation to historic high-risk non-standard investments, the directors of Guinness Mahon Trust Corporation Limited (GMTC), a firm authorised and regulated by the FCA, appointed Adam Stephens and Nick

2375. FCA clarifies fairer treatment of regular premium PPI complaints and proposes new mailing requirements

      Press Releases Published: 07/11/2018 Last modified: 23/10/2023
      The FCA has today issued final guidance that clarifies its expectations about the handling of certain regular premium payment protection insurance (PPI) complaints.

2376. FCA calls on firms to act following review of costs and charges disclosure in the investment sector

      Press Releases Published: 28/02/2019 Last modified: 28/02/2019
      The Financial Conduct Authority (FCA) has today published the key findings of supervisory work to assess the effectiveness of disclosure by asset managers and intermediaries, such as wealth managers, to their retail customers. This work was prompted

2377. FSA fines Willis Limited £6.895 million for anti-bribery and corruption systems and controls failings

      Press Releases Published: 21/07/2011 Last modified: 24/11/2021
      The Financial Services Authority (FSA) has fined Willis Limited £6.895 million for failings in its anti-bribery and corruption systems and controls.

2378. The FCA fines and prohibits financial adviser for failing to act with integrity and for failing to be open and honest with the regulator

      Press Releases Published: 01/09/2016 Last modified: 06/03/2017
      The Financial Conduct Authority (FCA) has today banned Elizabeth Anne Parry from performing any function in relation to any regulated financial activity and fined her £109,400 for lying repeatedly to the regulator when asked about her qualification

2379. PS21/8: Regulation of funeral plans - Feedback to CP21/4 and final rules

      Policy statements Published: 02/03/2021 Last modified: 05/07/2021
      This policy statement sets out our final rules, guidance and standards as the pre-paid funeral plans sector enters our regulation.

2380. “We are using the eyes and ears of consumers” – FCA published its 2013/14 Annual Report

      Press Releases Published: 10/07/2014 Last modified: 10/07/2014
      Warning for customers on interest only-mortgages. Review into mobile phone insurance.