Search results

Showing 811 to 820 of 2407 search results for liability insurance.

811. Decision Notice 2018: Linear Investments Limited [pdf]

     Decision notices Published: 27/09/2018
     This decision notice refers to breaches of PRIN 3 related to market protection and market abuse in the trading firm sector. Our view is that a fine should be imposed. Linear has agreed the facts set out in the Notice, as well as liability for the

812. FSA - Notice of Undertaking: DAS Legal Expenses Insurance Company [pdf]

     Undertakings Published: 01/07/2010 Last modified: 02/03/2015
     Undertakings FSA - Notice of Undertaking: DAS Legal Expenses Insurance Company - Details regarding the removal of the undertaking obtained from DAS Legal Expenses Insurance Company Ltd in July 2006, from our website.

813. Notice of Decision 2024: Up and Up Trading Limited [pdf]

     Decision notices Published: 09/01/2024
     The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

814. FCA Final Notice 2013: Kiskidee Limited [pdf]

     Final notices Published: 19/07/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

815. FCA Final Notice 2014: Autopromotions Insurance Services Limited [pdf]

     Final notices Published: 08/05/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

816. General insurance add-ons: call for evidence [pdf]

     Market studies Published: 09/07/2013 Last modified: 11/03/2014
     We are carrying out a market study into how general insurance add-on products (GI add-ons) are sold and whether competition is effective in these markets.

817. Money Laundering Regulations

     Firms Focus areas Published: 23/12/2019 Last modified: 21/02/2023
     Find out more about Money Laundering Regulations (MLRS) and how firms need to comply.

818. FSA Final Notice 2002: FT Investments and Insurance Consultants [pdf]

     Final notices Published: 01/08/2002 Last modified: 14/06/2014
     FSA Final Notice 2002: FT Investments and Insurance Consultants

819. Control thresholds or bands

     Tasks for firms Published: 03/08/2015 Last modified: 13/12/2023
     Learn about the different control bands for when you need to tell the FCA about a change in control.

820. Aggregate complaints data: 2023 H1

     Data Published: 19/10/2023 Last modified: 25/04/2024
     This page focuses on complaints that financial services firms reported to the FCA during the first half (H1) of 2023, between between 1 January to 30 June 2023. This includes the latest trends and analysis by product group.