Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 181 to 190 of 454 search results for liability insurance that covers firms.

  1. FSA Q3 12/13 Number of skilled person reports commissioned [pdf]

    Data Published: 02/05/2013 Last modified: 04/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  2. PS13/2 Tracing employers’ liability insurers – historical policies

    Policy statements Published: 04/06/2013 Last modified: 30/08/2015
    We are confirming new rules on employers’ liability insurance.

  3. FSA Q4 12/13 Number of skilled person reports commissioned [pdf]

    Data Published: 02/05/2013 Last modified: 04/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  4. External audit requirements for MiFID investment firms

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Find out more about external audit requirements for MiFID investment firms, including what you need to do.

  5. Data Bulletin: February 2017 - Consumer contact centre

    Data Published: 23/02/2017 Last modified: 13/08/2021
    This edition focuses on insights from the FCA's consumer contact centre, as well as the latest trends in the retirement income market.

  6. FCA Q4 14/15 Number of skilled person reports commissioned [pdf]

    Data Published: 14/05/2015 Last modified: 15/07/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  7. Waivers and modifications by consent

    Tasks for firms Published: 07/05/2015 Last modified: 03/05/2024
    We provide a number of waivers and modifications by consent for different firms. Learn more about each one and the types of firm that are eligible.

  8. UK EMIR library

    Markets Markets policy Published: 23/05/2016 Last modified: 12/03/2024
    To help understand your firm’s requirements, see our links to useful information on UK European Market Infrastructure Regulation (UK EMIR), including statutory information and Handbook guidance for implementing UK EMIR.

  9. Rent-to-own – update

    News stories Published: 30/01/2018 Last modified: 02/12/2020
    The FCA took over the regulation of consumer credit, including the rent-to-own sector, in April 2014. 

  10. Financial Penalty Scheme

    Corporate documents Published: 02/04/2024 Last modified: 03/04/2024
    Find out how the FCA's Financial Penalty Scheme works and how we use retained penalties for the benefit of firms.
Related topics