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Showing 431 to 440 of 454 search results for liability insurance that covers firms.
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Consumer Duty implementation: good practice and areas for improvement
What firms are doing well and what they could do better. -
The retrospective application of rules: feedback on the call for examples
We asked firms to provide examples of the retrospective application of regulatory rules -
Rules that apply to firms in SRO and fund operators in the TMPR
We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR). -
The FCA’s approach to Brexit: our preparations and our vision for the future
Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at Bloomberg/TheCityUK. -
Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert
Customers have a right to expect an authorised firm to act in their best interests, yet the serious and ongoing failings found at firms have placed a substantial number of customers’ ... We found that many firms had inadequate PII cover in place or had -
Our emerging regulatory approach to Big Tech and Artificial Intelligence
Speech by Nikhil Rathi, our Chief Executive, delivered at The Economist, London. -
TenetConnect Limited (TCL) and TenetConnect Services Limited (TCSL) enter administration
TCL and TCSL oversaw networks of financial advisers, who operated as appointed representatives. -
Consumer redress scheme opens – card security product holders have until March 2016 to claim compensation
The consumer redress scheme covers sales and renewals of the card security products since January 2005. ... One of the features of the card security products was insurance to cover fraudulent use if a card was lost or stolen. -
Interest rate benchmark reform: transition to a world without LIBOR
Andrew Bailey, chief executive of the FCA, on transitioning from LIBOR to alternative interest rate benchmarks. -
Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation
Travel insurance cover offered alongside a holiday, for example, or GAP insurance with a new car and so on and so forth. ... So, yes, there was the normal financial analysis of firms and consumer research.