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Showing 141 to 150 of 502 search results for make our Consumer Duty a top.

  1. Consumer Duty: Findings from our review of fair value frameworks

    Good and poor practice Published: 10/05/2023 Last modified: 17/11/2023
    Read the findings of our review into firms’ approaches to fair value assessments under the Consumer Duty.

  2. Recruiting, training and supervising staff

    Tasks for regulated firms Published: 06/08/2015 Last modified: 10/02/2023
    FCA provides information on recruiting, training and supervising staff.

  3. Submit a change in control notification

    Tasks for firms Published: 12/10/2019 Last modified: 13/12/2023
    Find out how to prepare your notification and understand what happens after you submit it.

  4. Protecting consumers

    What we do Published: 18/04/2016 Last modified: 19/07/2022
    Find out how the FCA protects consumers from harm caused by bad conduct in the financial services industry.

  5. FCA consults on how firms and individuals will transition to the Senior Managers and Certification Regime

    Press Releases Published: 13/12/2017 Last modified: 13/12/2017
    The Financial Conduct Authority (FCA) has today published a package of proposals on how firms and individuals will move to the Senior Managers and Certification Regime. The aim of the new regime is to make individuals more accountable for their

  6. Investment pathways: Post-implementation review

    Multi-firm reviews Published: 11/07/2023 Last modified: 11/07/2023
    Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes.

  7. Financial watchdog blocks thousands of misleading ads

    Press Releases Published: 03/02/2023 Last modified: 03/02/2023
    Social media remains a major focus for the FCA’s work in combatting misleading financial promotions.

  8. Prescribed Persons Annual Report 2022/23

    Data Published: 20/07/2023 Last modified: 20/07/2023
    The FCA is reporting on the whistleblowing disclosures made to it, under the Prescribed Persons Regulations 2017 covering April 2022 to 31 March 2023.

  9. FCA sets clear plan for next 12 months

    Press Releases Published: 05/04/2023 Last modified: 05/04/2023
    In the second year of its 3-year strategy, the FCA plans to accelerate 4 areas of its work over the next 12 months through further investment and increased resources.

  10. Cost of living

    Last modified: 04/07/2023
    Firms have an important role in supporting consumers struggling with higher living costs.
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