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Showing 1 to 12 of 257 search results for market watch 69.

  1. Market Watch 69

    Newsletters

    Published: 17/05/2022

    Last modified: 17/05/2022

    In this Market Watch, we discuss firms’ arrangements for market abuse surveillance, drawing on our observations from engaging with small and medium-sized firms.
  2. Market Watch 75

    Newsletters

    Published: 31/10/2023

    Last modified: 31/10/2023

    Newsletter on market conduct and transaction reporting issues, October 2023.
  3. Market Watch 76

    Newsletters

    Published: 30/01/2024

    Last modified: 31/01/2024

    Newsletter on market conduct and transaction reporting issues, October 2023.
  4. Market Watch 73

    Newsletters

    Published: 26/04/2023

    Last modified: 26/04/2023

    In this edition we share our observations and findings from our recent market abuse peer review into firms that offer Contracts for Difference products and spread bets.
  5. Market Watch 77

    Newsletters

    Published: 14/02/2024

    Last modified: 14/02/2024

    Newsletter on market conduct and transaction reporting issues, February 2024.
  6. Market Watch 71

    Newsletters

    Published: 13/12/2022

    Last modified: 13/12/2022

    In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60.
  7. Market Watch 66

    Newsletters

    Published: 11/01/2021

    Last modified: 22/01/2021

    In this Market Watch, we set out our expectations for firms on recording telephone conversations and electronic communications when alternative working arrangements are in place, including increased homeworking.
  8. Market Watch 80

    Newsletters

    Published: 09/10/2024

    Last modified: 09/10/2024

    Newsletter on market conduct and transaction reporting issues, October 2024
  9. Transaction reporting resources

    Published: 14/11/2024

    Last modified: 14/11/2024

    To help you understand your firm’s transaction reporting requirements, read more on applicable legislation, regulatory technical standards, non-legislative materials and regulatory updates.
  10. Market Watch 67

    Newsletters

    Published: 28/05/2021

    Last modified: 28/05/2021

    Newsletter on market conduct and transaction reporting issues.