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Showing 101 to 110 of 684 search results for mifid ii.

  1. CP16/29: Markets in Financial Instruments Directive II implementation – Consultation Paper III [pdf]

    Consultation papers Published: 29/09/2016
    We are consulting on our third set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

  2. MiFID Maturity Assessment Form [xlsx]

    Forms Published: 13/01/2017

  3. MiFID Checklist: Wholesale [docx]

    Forms Published: 13/01/2017 Last modified: 13/12/2021
    MiFID wholesale checklist - application for authorisation

  4. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II [pdf]

    Policy statements Published: 03/07/2017
    This is our final policy statement setting out final rules for our implementation of MiFID II.

  5. CP16/19: Markets in Financial Instruments Directive II Implementation [pdf]

    Consultation papers Published: 29/07/2016 Last modified: 29/07/2016
    We set out our latest implementation proposals, and seek views on the proposed changes to the FCA Handbook.

  6. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI [pdf]

    Consultation papers Published: 03/07/2017
    We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

  7. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I [pdf]

    Policy statements Published: 31/03/2017
    This is our first policy statement setting out our near final rules for our implementation of MiFID II.

  8. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V [pdf]

    Consultation papers Published: 31/03/2017
    We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

  9. MiFID Annex I: Application form for a data reporting services provider [docx]

    Forms Published: 13/01/2017 Last modified: 17/03/2022
    MiFID Annex I: Application form for a data reporting services provider

  10. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV [pdf]

    Consultation papers Published: 16/12/2016
    We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.
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