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Showing 141 to 150 of 684 search results for mifid ii.

141. Price: the cornerstone of markets

     Speeches Published: 03/02/2014 Last modified: 18/01/2017
     Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the

142. Pre-trade transparency waivers [pdf]

     Correspondence Published: 19/12/2016
     On 19 December 2016 ESMA published Q&A on the process of how it delivers opinions to national competent authorities on pre-trade transparency waivers. In light of this we have written to UK operators of trading venues. This letter is relevant to

143. List of EEA market operators applying to become a recognised overseas investment exchange (ROIE)

     Statements Published: 30/01/2019 Last modified: 04/08/2021
     In September 2018, we published a direction (PDF) that clarified how market operators (as defined by MiFID II) from the European Economic Area (EEA) can apply to become a recognised overseas investment exchange (ROIE). This would enable EEA market

144. Assessing Suitability Review

     Multi-firm reviews Published: 18/05/2017 Last modified: 18/05/2017
     This report sets out the findings from our review into the market for pensions and investment advice.

145. CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I [pdf]

     Consultation papers Published: 15/12/2015 Last modified: 15/12/2015
     We set out our implementation proposals, and seek views on the proposed changes to the FCA Handbook.

146. About our data

     Last modified: 14/03/2024
     The FCA publishes a wide range of data. Find out about the types of data available and how often it is published.

147. Cysylltwch â Ni

     Last modified: 21/02/2024
     Defnyddwyr (a phobl sy'n cynrychioli defnyddwyr)

148. Abnormal Trading Volume Ratio

     Data Published: 09/07/2019 Last modified: 12/10/2020
     In the FCA's 2018/19 Annual Report it published a new measure of market cleanliness – the Abnormal Trading Volume ratio (ATV).

149. Information on MiFID 2 transaction reporting - February 2020

     FOI Release Date of Release: 07/02/2020
     FCA provides information on Mifid 2 transaction reporting.

150. FCA response to ESMA's public statement on LEIs

     News stories Published: 20/12/2017 Last modified: 20/12/2017
     On 20 December, ESMA issued a public statement to support the smooth introduction of the Legal Entity Identifier (LEI) requirements for MiFID II implementation.