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Showing 151 to 160 of 684 search results for mifid ii.
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Market Interface Specification (MIS) confidentiality agreement [docx]
Entities wishing to become submitting entities under MiFID II need to complete a confidentiality agreement to request a copy of the Market Interface Specification (MIS). -
Electronification of trading
Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at the FIX 2016 EMEA Trading Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Multilateral trading facilities and organised trading facilities
Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application. -
UK MiFID framework notifications
If you’re an authorised investment firm find out more about the notifications you may need to make. -
MiFID II Retirement Interest Only Mortgages [pdf]
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MDP entity portal
The Market Data Processor (MDP) entity portal allows users to access the MDP system. Find out more about the portal and registering to use it. -
Complaints data items: FAQs
Complaints data items: FAQs -
2015 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. -
MiFID Investment and Non Investment Insurance Contracts Supplement Form [docx]
MiFID Investment and Non Investment Insurance Contracts Supplement Form. -
PRIIPs Regulation
Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.