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Showing 171 to 180 of 684 search results for mifid ii.

171. The New Market Infrastructure

     Speeches Published: 16/05/2014 Last modified: 29/11/2016
     Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version.

172. Statement on the Operation of the MiFID Markets Regime

     Firms Focus areas Published: 06/10/2019 Last modified: 11/01/2023
     Read our statement on the operation of the MiFID Markets Regime after the transition period ends.

173. Market data reporting and MDP

     Markets Published: 04/09/2016 Last modified: 09/05/2024
     The Market Data Processor (MDP) system allows entities to submit and access market data. Find out more about who it applies to and how on-boarding works.

174. Reportable instruments

     Investment managers Markets Transaction reporting Published: 09/06/2016 Last modified: 11/01/2023
     Find out from the FCA when a transaction is reportable, and about over-reporting.

175. FCA statement on the share trading obligation

     Statements Published: 04/11/2020 Last modified: 29/08/2023
     On 29 August 2023 the STO in Article 23 of UK MiFIR was revoked by the commencement of provisions in the Financial Services and Markets Act 2023.

176. Accomplishments of the last 5 years

     Speeches Published: 14/03/2018 Last modified: 14/03/2018
     Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.

177. MiFID Fees and Levies Supplement Form: Wholesale [docx]

     Forms Published: 13/01/2017

178. Transaction reporting fines

     Markets Transaction reporting Published: 28/05/2016 Last modified: 11/01/2023
     Find out how the FCA are able to effectively monitor for market abuse.

179. Conclusions from the Cryptoassets Taskforce

     Speeches Published: 20/11/2018 Last modified: 23/11/2018
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Regulation of Cryptocurrencies event, London.

180. Brexit and beyond

     Speeches Published: 21/03/2019 Last modified: 21/03/2019
     Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at City and Financial, 4th UK Financial Services Brexit Summit.