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Showing 181 to 190 of 684 search results for mifid ii.

181. FCA update on share trading obligations

     Statements Published: 29/05/2019 Last modified: 29/05/2019
     ESMA has today published a statement on the revised scope of the EU’s share trading obligation (STO) under a no-deal scenario, following their initial announcement on 19 March 2019.

182. Dear CEO letter - Payment for Order Flow [pdf]

     Correspondence Published: 13/12/2017
     This letter sets out the FCA’s views on PFOF in the context of the evolving landscape under MiFID II, drawing attention to the new requirements and that the FCA will take strong action against firms that are identified breaching the new standards.

183. Minutes of the MiFID II implementation: trading venue roundtable, February 2016 [pdf]

     Meeting minutes Published: 18/02/2016 Last modified: 18/02/2016
     From the meeting held on 5 February 2016

184. MiFID Fees and Levies Supplement Notes: Wholesale [docx]

     Forms Published: 13/01/2017

185. Market Watch 70

     Newsletters Published: 03/10/2022 Last modified: 03/10/2022
     In this Market Watch, we outline recent observations on the transaction reporting and instrument reference data regimes. These will be of interest to investment firms, credit institutions, trading venues, systematic internalisers, and approved

186. Regulating high frequency trading

     Speeches Published: 04/06/2014 Last modified: 04/06/2014
     Speech by Martin Wheatley, CEO, the FCA, at the Global Exchange and Brokerage Conference, New York. This is the text of the speech as drafted, which may differ from the delivered version.

187. Transaction reporting forum

     Markets Transaction reporting Published: 30/05/2016 Last modified: 11/01/2023
     The FCA explain how transaction reporting forums are used.

188. Market Watch 74

     Newsletters Published: 25/07/2023 Last modified: 25/07/2023
     n this Market Watch, we describe some of our recent supervisory observations, covering RTS 22 transaction reporting and the submission of financial instrument reference data under RTS 23.

189. Commodity derivatives: position limits, reporting regime and commitment of trader reports

     Firms Markets Markets policy Published: 22/05/2016 Last modified: 11/09/2023
     This regime for commodity derivatives aims to prevent market abuse. Read more about position limits, when to notify the FCA and submitting reports.

190. Personal data and authorisation

     Last modified: 25/01/2024
     How and why the FCA uses personal data that is collected via forms on its online portals: Connect, RegData and Online Invoicing.