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Showing 191 to 200 of 684 search results for mifid ii.

191. Occasional Paper 64: OTC market frictions in stressed markets

     Occasional papers Published: 20/03/2024 Last modified: 20/03/2024
     Our research explores the impact of over-the-counter (OTC) market frictions on liquidity in the UK gilt market.

192. Modelling integrity through culture

     Speeches Published: 19/11/2013 Last modified: 19/11/2013
     Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.

193. Market integrity and strategic approach

     Speeches Published: 07/02/2020 Last modified: 20/03/2024
     FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets.

194. UK EMIR notifications and exemptions

     Markets policy Published: 24/05/2016 Last modified: 17/07/2023
     Notifications and applications under UK European Market Infrastructure Regulation (UK EMIR) fall into certain categories. Learn more about these notifications, applications and relevant technical standards.

195. MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Form [docx]

     Forms Published: 13/01/2017
     MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Form

196. MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Notes [docx]

     Forms Published: 13/01/2017 Last modified: 22/03/2022
     MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Notes

197. Asset management: A regulatory perspective

     Speeches Published: 26/04/2018 Last modified: 26/04/2018
     Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference.

198. Christopher Woolard’s statement welcoming the IDWG recommendations

     Statements Published: 05/07/2018 Last modified: 05/07/2018
     On 15 June 2018 we received the report of recommendations from the Institutional Disclosure Working Group (IDWG). The IDWG has now also published a summary of their recommendations.

199. 2017 Disclosure Log

     Last modified: 16/11/2023
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 

200. Brexit and financial services: where have we got to?

     Speeches Published: 25/10/2018 Last modified: 26/10/2018
     Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the City Banquet, Mansion House, London.