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Showing 21 to 30 of 684 search results for mifid ii.

21. Impact Assessment: MiFID II product governance [pdf]

    Impact assessments Published: 01/08/2018
    Extension of MiFID II product governance provisions to non-MiFID firms

22. MiFID II conference: Best execution [pdf]

    Documents Published: 11/11/2014 Last modified: 03/08/2016

23. MiFID II conference: Third countries [pdf]

    Documents Published: 11/11/2014 Last modified: 03/08/2016

24. [pdf]

    Documents Published: 03/01/2017 Last modified: 10/05/2018

25. MiFID II Investment Research [pdf]

    Impact assessments Published: 04/07/2018

26. Independence, confidence and fairness

    Speeches Published: 04/02/2016 Last modified: 04/02/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version.

27. FCA publishes third MiFID II consultation paper

    Press Releases Published: 29/09/2016 Last modified: 29/09/2016
    The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).

28. MiFID II Best Execution [pdf]

    Impact assessments Published: 04/07/2018

29. MiFID II Client Categorisation [pdf]

    Impact assessments Published: 04/07/2018

30. Recent developments in financial markets

    Speeches Published: 01/03/2018 Last modified: 09/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing.