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Showing 221 to 230 of 684 search results for mifid ii.

221. Brexit: information for retail investments firms in the UK

     Firms Published: 26/02/2019 Last modified: 21/06/2022
     If you have customers based in the EEA, find out what actions we expect you to have taken now the transition period is over.

222. FCA publishes Insurance Distribution Directive consultation

     Press Releases Published: 06/03/2017 Last modified: 06/03/2017
     The Financial Conduct Authority (FCA) has today published the first of its two consultation papers on the implementation of the Insurance Distribution Directive (IDD).

223. FCA statement on the launch of the Cost Transparency Initiative (CTI)

     Statements Published: 07/11/2018 Last modified: 07/11/2018
     The FCA is pleased to note today’s announcement which launches a new body to deliver a template for the disclosure of costs and charges to institutional investors. This will lead to improvements in the ability of institutional investors to access

224. PS21/20: Changes to UK MiFID’s conduct and organisational requirements

     Policy statements Published: 30/11/2021 Last modified: 30/11/2021
     We set out our final policy position and rules on changes to the research rules and removal of best execution reporting in RTS 27 and RTS 28 following feedback to CP21/9.

225. Evolving the FCA's approach to markets regulation

     Speeches Published: 19/11/2013 Last modified: 19/11/2013
     Keynote speech by David Lawton, Director of Markets, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.

226. Asset management market study

     Market studies Published: 18/11/2015 Last modified: 24/09/2018
     We have published the final findings of our asset management market study. As part of this, we set out a package of remedies to address the concerns identified.

227. DRSP authorisation process

     Firms Markets Markets policy Published: 13/01/2017 Last modified: 15/12/2022
     UK Data Reporting Service Providers (DRSPs) must be authorised or verified by us. We explain the authorisation process.

228. FCA steps up focus on fair use of client dealing commission

     Press Releases Published: 10/07/2014 Last modified: 10/07/2014
     4. New European regulations (Markets in Financial Instruments Directive II – MiFID II) will affect the use of dealing commission. ... Today’s paper outlines some key elements of MiFID II and calls for evidence to inform this work.

229. FCA publishes Annual Report and Accounts 2017/18

     Press Releases Published: 19/07/2018 Last modified: 03/08/2018
     The Financial Conduct Authority (FCA) has today published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2017/18.

230. Automated investment services - our expectations

     Multi-firm reviews Published: 21/05/2018 Last modified: 07/05/2024
     The FCA carried out two reviews, the first looking at firms offering automated online discretionary investment management and the second looked at firms providing retail investment advice exclusively through automated channels. The FCA reports back