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Showing 291 to 300 of 684 search results for mifid ii.

  1. FCA publishes terms of reference for its investment and corporate banking market study

    Press Releases Published: 22/05/2015 Last modified: 04/11/2019
    The Financial Conduct Authority (FCA) has set out the issues it will focus on as part of its market study into competition in investment and corporate banking.

  2. Competition in the asset management industry: UK experiences, global implications

    Speeches Published: 24/10/2017 Last modified: 24/10/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Securities Industry and Financial Markets Association's (SIFMA) 2017 Annual Meeting.

  3. FCA proposes actions to improve competition in the investment platform market

    Press Releases Published: 16/07/2018 Last modified: 16/07/2018
    Competition is working well for most consumers using investment platforms, according to interim findings of the Financial Conduct Authority’s market study into investment platforms, published today.

  4. FCA steps up efforts to ensure firms are getting ready for a no-deal Brexit

    Press Releases Published: 11/09/2019 Last modified: 06/10/2020
    We are stepping up our efforts to ensure firms are aware of what they need to do to prepare for the potential of a no-deal Brexit.

  5. TR15/12: Wealth management firms and private banks: suitability of investment portfolios

    Thematic reviews Published: 09/12/2015 Last modified: 13/10/2016
    MiFID II will be coming into force in the UK and some of its provisions will apply to firms providing portfolio management services to retail customers.

  6. FCA announces the names of firms who have participated in the Advice Unit and publishes the FAMR baseline report

    Press Releases Published: 30/06/2017 Last modified: 30/06/2017
    The Financial Conduct Authority (FCA) has today announced the names of firms who have participated in the Advice Unit.

  7. Call for Input: PRIIPs Regulation – initial experiences with the new requirements

    Feedback statements Published: 28/02/2019 Last modified: 28/02/2019
    In this Feedback Statement, we summarise responses to our Call for Input on the Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation. We also outline our next steps.

  8. Financial Conduct Authority outlines how it would use the temporary transitional power

    Press Releases Published: 01/02/2019 Last modified: 11/04/2024
    The FCA has set out how it would use the temporary transitional power in the event the UK leaves the EU without an agreement.

  9. Andrew Bailey speech at press conference for the publication of FCA corporate documents

    Speeches Published: 18/04/2017 Last modified: 18/04/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the press conference for the publication of FCA corporate documents.

  10. Market abuse requires a dynamic response to a changing risk profile

    Speeches Published: 13/02/2019 Last modified: 17/05/2019
    MAR and MiFID II define what constitutes unacceptable conduct and practice, including behaviour that amounts to giving false or misleading impressions to the market. ... MiFID II has been, amongst many things, an exercise in bringing together a common
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