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Showing 321 to 330 of 684 search results for mifid ii.

321. PS20/2: Publishing and disclosing costs and charges to workplace pension scheme members and amendments to COBS 19.8

     Policy statements Published: 28/02/2019 Last modified: 04/02/2020
     Following our consultation in CP19/10, we are publishing our final rules and guidance on requiring pension scheme governance bodies to report costs and charges information to members of workplace pension schemes and some amendments to our COBS 19.8

322. Copy trading

     Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
     Copy trading allows investors to trade by automatically copying another investor's trades, and this is often classed as portfolio or investment management.

323. Looking ahead to 2014

     Speeches Published: 09/12/2013 Last modified: 09/12/2013
     Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.

324. Long Form A - MiFID [docx]

     Forms Published: 09/12/2021 Last modified: 24/05/2024
     Long Form A - UK and Overseas Firms (not incoming EEA) for MiFID authorisation applications.

325. Coronavirus (Covid-19): Information for firms

     Firms Focus areas Published: 17/03/2020 Last modified: 29/07/2022
     Our expectations for firms during the coronavirus pandemic, and the measures we’ve put in place to make sure customers are protected.

326. TRINE II ACQUISITION CORP

     Warnings Published: 12/07/2024 Last modified: 12/07/2024
     TRINE II ACQUISITION CORP is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

327. UNION ACQUISITION CORP. II

     Warnings Published: 15/04/2024 Last modified: 15/04/2024
     UNION ACQUISITION CORP. II is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

328. PS15/8: Solvency II

     Policy statements Published: 27/03/2015 Last modified: 07/02/2022
     In this Policy Statement we report on the main issues arising from four FSA consultation papers.

329. MiFID Permissions and Notifications guide [pdf]

     Archive Published: 18/05/2007 Last modified: 03/08/2016

330. Copyright notice and disclaimer

     Last modified: 08/12/2020
     Information about using or copying material on our website (including the Handbook) and terms and conditions for reproducing accompanying materials.