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Showing 391 to 400 of 684 search results for mifid ii.

391. Notifications under Payment Services Regulations 2017

     Tasks for regulated firms Published: 02/02/2017 Last modified: 10/02/2023
     Read about the reporting and notification requirements under the PSRs, including major incident reporting.

392. CP17/23: Insurance Distribution Directive implementation – Consultation Paper II [pdf]

     Consultation papers Published: 24/07/2017
     We are consulting on our proposals for changes required to comply with the Insurance Distribution Directive (IDD).

393. CP17/28: Financial Advice Market Review (FAMR): implementation Part II and insistent clients [pdf]

     Consultation papers Published: 01/08/2017
     Consultation on proposed changes to our rules and guidance on assessing creditworthiness in consumer credit.

394. PS18/3: Perimeter guidance on personal recommendations on retail investments [pdf]

     Policy statements Published: 23/02/2018
     In this Policy Statement we report on the main issues arising from Consultation Paper 17/28 Financial Advice Market Review (FAMR): Implementation Part II and publish the final rules and guidance.

395. PS15/8: Solvency II [pdf]

     Policy statements Published: 27/03/2015 Last modified: 27/03/2015

396. FSA - DP10/4 [pdf]

     Discussion papers Published: 25/08/2010 Last modified: 30/05/2013
     Discussion FSA - DP10/4 - The FSA's Discussion paper DP10/4 is entitled 'The prudential regime for trading activities - a fundamental review'. It was published in August 2010 and the period for responses closes on 26 November 2010.

397. FSA - GC11/7 [pdf]

     Guidance consultations Published: 15/02/2011 Last modified: 11/07/2016
     We are writing to all general insurance firms with our concerns about how current market conditions are increasing the risks of inadequate pricing and reserving in the sector, and creating potential pressures within firms’ reserving governance

398. FSA - CP11/22 [pdf]

     Consultation papers Published: 09/11/2011 Last modified: 30/05/2013
     Consultation FSA - CP11/22 - The FSA's Consultation Paper CP11/22 is entitled 'Transposition of Solvency II - Part 1'. It was published in November 2011. The Financial Services Authority invites comments on this Consultation Paper. Comments should

399. CP15/5: Approach to non-executive directors in banking and Solvency II firms & Application of the presumption of responsibility to Senior Managers in banking firms [pdf]

     Consultation papers Published: 23/02/2015 Last modified: 14/09/2015

400. FSA - CP11/25 [pdf]

     Consultation papers Published: 10/11/2011 Last modified: 30/05/2013
     Consultation FSA - CP11/25 - The FSA's Consultation Paper CP11/25 is entitled 'Distribution of retail investments - RDR Adviser Charging and Solvency II disclosures'. It was published in November 2011. The Financial Services Authority invites