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Showing 421 to 430 of 684 search results for mifid ii.

421. MLAR statistics June 2013 - Detailed tables [xlsx]

     Data Published: 10/06/2013 Last modified: 11/06/2013
     Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. These detailed tables cover the MLAR statistics for 2013

422. Apply to be an authorised AIFM

     Markets Published: 05/06/2016 Last modified: 05/07/2023
     Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.

423. Contract for differences

     Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
     Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).

424. List of industry guidance

     Tasks for regulated firms Published: 05/08/2015 Last modified: 08/02/2023
     FCA list of industry guidance

425. Update on the Double Volume Cap

     Statements Published: 04/03/2021 Last modified: 04/03/2021
     The FCA has published a revised version of its Statement of Policy about the use of a temporary power it has under UK Markets in Financial Instruments Regulation (MiFIR).

426. Control thresholds or bands

     Tasks for firms Published: 03/08/2015 Last modified: 13/12/2023
     Learn about the different control bands for when you need to tell the FCA about a change in control.

427. Calculate your annual fee

     Tasks for regulated firms Published: 09/05/2015 Last modified: 13/02/2023
     Find out how to calculate your annual fee and read about the FSCS annual levy.

428. MDP rejection codes for MIFID RTS22 Transaction Report rejections for 2021 - February 2022

     FOI Release Date of Release: 01/02/2022
     The FCA provides a breakdown of all MDP rejection codes for MIFID RTS22 Transaction Report rejections for 2021.

429. Corporate finance firms

     Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
     Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

430. Custodians

     Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
     Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.