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Showing 431 to 440 of 684 search results for mifid ii.
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TCV & Partners (clone of FCA authorised firm)
We have published this statement in order to warn consumers against dealing with unauthorised firms. -
10% depreciation notifications
We have decided to extend the temporary measures for firms during the interim period, pending the revocation of Article 62. -
Authorisation and registration application fees
Find out how much your firm’s application fee will be to become authorised by us, or registered with us. -
PS17/25: FAMR implementation part II and consultation on retiring FG12/15 and FG14/1
This Policy Statement outlines the response to our consultation CP17/28: FAMR Implementation Part II and insistent clients, and announces a consultation on the retirement of guidance FG12/15 and FG14/1. -
Investment Firms Prudential Regime (IFPR)
The IFPR is our new prudential regime for MiFID investment firms. The regime came into force on 1 January 2022. -
MLAR statistics June 2013 - Detailed tables [pdf]
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. These detailed tables cover the MLAR statistics for 2013 -
Supervisory Statement on the Operation of the MiFID Transparency Regime post-Brexit [pdf]
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FSA - FG12/19: Summary of feedback received [pdf]
We received 10 responses to the consultation from firms and trade associations. None of them raised objections to the changes in our proposals. -
The Operation of the MiFID Transparency Regime post-Brexit: technical communication [pdf]
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Robo Advice: an FCA perspective
Speech by Bob Ferguson, Head of Department, Strategy & Competition Division, FCA