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Showing 461 to 470 of 684 search results for mifid ii.

461. CoinSwitch: Bitcoin Crypto App

     Warnings Published: 30/05/2024 Last modified: 30/05/2024
     CoinSwitch: Bitcoin Crypto App is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

462. CCR007 consumer credit data: how to complete the return

     Published: 12/09/2016 Last modified: 02/04/2024
     Most consumer credit firms with limited permission are required to complete the CCR007 return. We provide guidance and information for firms on each question in the form.

463. Expectations of firms selling client banks

     Firms Published: 19/12/2023 Last modified: 19/12/2023
     In the FCA's view, the client bank is the firm’s asset. It will act where these lists are being sold with redress liabilities.

464. Breakdown of MDP rejection codes for MIFID RTS22 - March 2021

     FOI Release Date of Release: 11/03/2021
     The FCA provides a breakdown of all MDP rejection codes for MIFID RTS22 Transaction Report rejections for 2018, 2019, 2020.

465. Variations of Part 4A Permissions help: Connect

     Tasks for regulated firms Published: 04/05/2016 Last modified: 09/02/2023
     Read more about the application used to add, vary and cancel Part 4A permissions in Connect.

466. Primary Market Bulletin 49

     Newsletters Published: 20/05/2024 Last modified: 31/05/2024
     This issue looks at Annual financial reporting, Long Term Incentive Plans (LTIPs) Global Depositary Receipts (GDRs) report  

467. MIFIDPRU Remuneration Code (SYSC 19G)

     Tasks for firms Published: 13/01/2022 Last modified: 09/01/2024
     The FCA provides information on how MIFIDPRU Remuneration Code (SYSC 19G) applies to MIFIDPRU Investment firms.

468. Statement on MiFID trade reporting and position limit obligations

     Statements Published: 01/10/2020 Last modified: 02/10/2020
     ESMA published a statement saying that it has positively assessed UK trading venues in relation to its Opinions on MiFIR trade reporting and commodity derivatives position limits.

469. Shaping the future in asset management

     Speeches Published: 30/10/2013 Last modified: 30/10/2013
     Keynote speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

470. Welsh MiFID individual notification change controller form: Hysbysiad am Newid mewn Rheolydd [docx]

     Forms Published: 13/06/2018