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Showing 471 to 480 of 684 search results for mifid ii.

471. Mortgage prisoners review: terms of reference

     Published: 20/07/2021 Last modified: 29/11/2021
     These terms of reference set out the steps we will take in our mortgage prisoners review.

472. Consumer Duty: the art of the possible in a year

     Speeches Published: 20/02/2024 Last modified: 20/02/2024
     Speech by Sheldon Mills, FCA Executive Director of Consumers & Competition on the Consumer Duty at KPMG.

473. Cryptoassets: AML / CTF regime - Registering with the FCA

     Published: 22/03/2023 Last modified: 01/07/2024
     You must register with us if you want to provide cryptoasset services that come within the scope of money laundering regulations. Find out if this applies to you and how to register.

474. Business Plan 2023/24

     Corporate documents Business plans Published: 04/04/2023 Last modified: 02/07/2024
     The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy.

475. FSA - FG12/7: Summary of feedback received [pdf]

     Finalised guidance Published: 01/03/2012 Last modified: 20/10/2014
     Responses were received requesting clarification of the specific scenario this was intended to apply to and, more importantly, several responses were received that indicated that substantial systems changes would be required to comply with the

476. Cross Ocean Adviser (clone of FCA authorised firm)

     Warnings Published: 24/01/2018 Last modified: 21/11/2020
     We have published this statement in order to warn consumers against dealing with unauthorised firms.

477. Operational resilience insights for insurance firms

     Firms General insurers and insurance intermediaries Published: 24/03/2022 Last modified: 31/01/2023
     Our rules come into force on 31 March 2022. Use these insights to review your firm’s approach and consider what actions you need to take.

478. Statement on the launch of the finalised CTI templates

     Statements Published: 22/05/2019 Last modified: 22/05/2019
     The FCA welcomes the announcement by the Cost Transparency Initiative (CTI) officially launching finalised and industry-ready templates for the disclosure of costs and charges to institutional investors. The new templates can now be used by

479. Statement on supervision of commodity position limits

     Statements Published: 09/07/2021 Last modified: 09/07/2021
     In December 2020, we published a Supervisory Statement setting out our approach to the operation of the MiFID markets regime after the end of the EU withdrawal transition period. 

480. Cutover plan for firms migrating to FCA FIRDS and FITRS after the Brexit transition period

     News stories Published: 04/12/2020 Last modified: 04/12/2020
     Details on how we’re moving MiFID reference data and transparency systems away from ESMA as part of the MiFID onshoring process.