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Showing 491 to 500 of 684 search results for mifid ii.

491. Building a regulatory environment for the future

     Speeches Published: 22/06/2021 Last modified: 22/06/2021
     Speech by our CEO, Nikhil Rathi, delivered at City Week 2021. 

492. Cash savings market study

     Market studies Published: 20/01/2015 Last modified: 01/12/2016
     In January 2015, we published the final findings of our cash savings market study and our proposed remedies. The findings set out our conclusions on the effectiveness of competition in the cash savings market. Our remedies set out how we intended to

493. Towards more effective stewardship

     Speeches Published: 03/04/2019 Last modified: 04/03/2022
     Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the LSE in London.

494. MiFID Investment and Non Investment Insurance Contracts Supplement Notes [docx]

     Forms Published: 13/01/2017 Last modified: 22/03/2022
     MiFID Investment and Non Investment Insurance Contracts Supplement Notes.

495. Primary Market Bulletin 44

     Newsletters Published: 20/03/2023 Last modified: 20/03/2023
     This edition covers diversity and inclusion, when a prospectus is required in Schemes of Arrangement and regulatory news with multimedia content.

496. The view from the regulator on Operational Resilience

     Speeches Published: 05/12/2019 Last modified: 05/12/2019
     Speech by Megan Butler, FCA Executive Director of Supervision: Investment, Wholesale and Specialist, delivered on 5 December 2019 at 13.30

497. Alternative Investment Fund Managers Directive (AIFMD) material change notification form [doc]

     Forms Published: 11/07/2014 Last modified: 11/07/2014
     You should use this form if you are a full-scope UK AIFM that wishes to: i. notify us before implementation of a material change to the conditions for initial authorisation in accordance with implementing provisions relating to article 10.1 of the

498. Wealth Management Association (formerly APCIMS) speech

     Speeches Published: 09/10/2013 Last modified: 10/10/2013
     Speech by FCA Chairman, John Griffith-Jones, delivered to the Wealth Management Association in London. This is the text of the speech as drafted, which may differ from the delivered version.

499. Notice of intention to cancel arrangements to facilitate the access to an MTF or an OTF from another EEA State in accordance with the Markets in Financial Instruments Directive (MiFID) [pdf]

     Forms Published: 01/09/2017

500. MLA E: Residential loans to individuals FAQs

     Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
     MLA E: Residential loans to individuals FAQs