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Showing 531 to 540 of 684 search results for mifid ii.

531. Consumer investments data review April 2020 - March 2021

     Data Published: 15/09/2021 Last modified: 13/06/2023
     A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021.

532. The Share Centre (clone of FCA authorised firm)

     Warnings Published: 28/08/2018 Last modified: 21/11/2020
     The Share Centre (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

533. Further update to ancillary activities exemption for commodity derivatives

     Statements Published: 24/01/2023 Last modified: 24/01/2023
     In March 2022 we published a statement which provided an update on the ‘market share test’ as set out under Article 2 of UK MiFID RTS 20 relating to the ancillary activities exemption from authorisation as a MiFID investment firm for firms

534. MLA F: Mortgage lending - arrears analysis FAQs

     Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
     MLA F: Mortgage lending - arrears analysis FAQs

535. FCA's key priorities for the financial advice industry

     Speeches Published: 02/11/2022 Last modified: 13/06/2023
     Speech by Therese Chambers, our Director of Consumer Investments, delivered at the Personal Finance Society's Festival of Financial Planning.

536. FCA sets out latest expectations for firms on Brexit

     Press Releases Published: 11/10/2019 Last modified: 11/10/2019
     The FCA and regulated firms have been taking steps to prepare in the event the UK leaves the EU on 31 October 2019 without a deal.

537. Efficiency and effectiveness: our approach to primary markets

     Speeches Published: 01/03/2017 Last modified: 01/03/2017
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Bloomberg.

538. CP15/15: Changes to the Approved Persons Regime for insurers not subject to Solvency II

     Consultation papers Published: 27/03/2015 Last modified: 07/02/2022
     We are consulting on amending our regime for regulating key individuals and governance arrangements in insurers.

539. MiFID Fees and Levies Supplement Notes: Retail [docx]

     Forms Published: 13/01/2017 Last modified: 01/10/2018

540. The rationale for the FCA’s Mission and the context which the FCA operates in

     Speeches Published: 26/10/2016 Last modified: 10/11/2016
     Speech by Andrew Bailey, Chief Executive at the FCA, delivered at City Banquet, Mansion House.