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Showing 581 to 590 of 684 search results for mifid ii.

581. RMA-D Regulatory capital and financial resources: FAQs

     Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
     RMA-D Regulatory capital and financial resources: FAQs

582. Impact assessment: Changes to the Approved Persons Regime for Solvency II firms (PS15/21) [pdf]

     Impact assessments Published: 23/06/2017
     This impact assessment relates to the changes to the Approved Persons Regime for Solvency II firms. It has been verified by the Regulatory Policy Committee.

583. FCA to consult on new measures for cash savings account holders

     Press Releases Published: 23/07/2015 Last modified: 23/07/2015
     Part I: Feedback on proposed remedies - Part II: Consultation paper. ... The final findings and proposed remedies are set out here: MS14/2.3: Cash savings market study report: Part I: Final findings Part II: Proposed remedies.

584. Liquidity Management multi-firm review

     Multi-firm reviews Published: 06/07/2023 Last modified: 06/07/2023
     Informing the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management.

585. Second consultation on new prudential regime for UK investment firms

     News stories Published: 19/04/2021 Last modified: 19/04/2021
     The IFPR introduces a new prudential regime for MiFID investment firms regulated by the FCA. It will create a single, proportionate regime that reflects firms’ size and business.

586. Statement on accounting for lease modifications (amendment to IFRS 16)

     Statements Published: 18/08/2020 Last modified: 21/08/2020
     We are announcing temporary relief for issuers who choose to use the amended IFRS 16 during the coronavirus (Covid-19) pandemic and its aftermath.

587. Information on Alternative Investment Fund Manager (AIFM) populations - February 2021

     FOI Release Date of Release: 02/02/2021
     The FCA provides data on FCA authorised Alternative Investment Fund Manager (AIFM) firms.

588. A more effective approach to combatting financial crime

     Speeches Published: 21/09/2016 Last modified: 29/09/2016
     Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference.

589. PS19/18: Restricting contract for difference products sold to retail clients

     Policy statements Published: 01/07/2019 Last modified: 02/07/2019
     We have finalised rules restricting how CFDs and CFD-like options are sold, marketed, and distributed to retail consumers.

590. External audit requirements for mortgage intermediaries, lenders or administrators

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     Learn more about the external audit requirements for mortgage intermediaries, lenders or administrators and what you need to do.