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Showing 661 to 670 of 684 search results for mifid ii.

661. CP15/27: UCITS V implementation and other changes to the Handbook affecting investment funds

     Consultation papers Published: 03/09/2015 Last modified: 18/01/2017
     In Part II of this paper we consult on a set of changes to the Handbook to ensure the EU Regulation introducing European long-term investment funds (ELTIFs) will operate effectively. ... Part II of the Paper by Monday 5 October 2015. Part III of the

662. PA Consulting’s Digital Regulatory Reporting: A Review of Phase 1 and 2 of the Digital Regulatory Reporting Initiative

     Tasks for regulated firms Focus areas Published: 25/09/2020 Last modified: 25/09/2020
     The FCA and Bank of England commissioned PA Consulting to conduct an independent review into the Digital Regulatory Reporting (DRR) programme, critically evaluating key outputs and recommending next steps for future work.

663. FS16/2: Feedback Statement on Call for Input: Regulatory barriers to innovation in digital and mobile solutions

     Feedback statements Published: 09/03/2016 Last modified: 09/03/2016
     seek views of stakeholders on the implementation of Payments Services Directive II (PSD2) through industry engagement and a consultation on our current PSD Approach Document.

664. FCA sets out next steps to improve competition in the UK’s asset management industry

     Press Releases Published: 05/04/2018 Last modified: 11/04/2024
     The FCA has published the latest step in its response to the concerns identified through its asset management market study. This is part of a package of remedies to ensure fund managers compete on the value they deliver, and act in the interests of

665. Information on Serious Organised Crime and Police Act 2005 agreements - October 2020

     FOI Release Date of Release: 23/10/2020
     FCA provides information on SOCPA agreements.

666. Fair, transparent and competitive: the FCA’s vision for the asset management sector

     Speeches Published: 30/10/2013 Last modified: 30/10/2013
     Speech by Clive Adamson, FCA Director of Supervision, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

667. FCA regulated fees and levies: insurers’ tariff data 2017/18: CP16/23

     Consultation papers Published: 09/09/2016 Last modified: 10/11/2016
     We are consulting on our proposals for a transitional provision covering insurers’ tariff data to be used to calculate their FCA periodic fees and the Financial Ombudsman Service annual levies for 2017/18.

668. Coronavirus and safeguarding customers’ funds: proposed guidance for payment firms

     Policy and guidance Guidance consultations Published: 22/05/2020 Last modified: 05/06/2020
     Short consultation proposing additional temporary guidance to strengthen payment firms’ prudential risk management and arrangements for safeguarding customers’ funds in light of the exceptional circumstances of the coronavirus pandemic

669. The UK Financial Conduct Authority and the US Securities and Exchange Commission sign updated supervisory cooperation arrangements

     Press Releases Published: 29/03/2019 Last modified: 29/03/2019
     The United Kingdom (UK) Financial Conduct Authority (FCA) and the United States (US) Securities and Exchange Commission (SEC) have today reaffirmed their commitment to continue close cooperation and information sharing in the event of the UK’s

670. Information on the reports of unauthorised business regarding the permission to manage investments - April 2020

     FOI Release Date of Release: 09/04/2020
     The FCA provides information on the reports of unauthorised business regarding the permission to manage investments.