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Showing 681 to 684 of 684 search results for mifid ii.

681. Assessing liquidity for orderly wind-down: good and poor practices from general insurance brokers

     Multi-firm reviews Published: 23/09/2022 Last modified: 23/09/2022
     We set out findings of our multi-firm review of general insurance brokers, where we have identified areas for improvement which firms can learn from.

682. Statement of Policy: Delaying annual company accounts and half yearly financial reports for listed companies during the coronavirus crisis: Q&A

     Markets Published: 26/03/2020 Last modified: 23/03/2022
     Questions and answers relating to delaying annual company accounts during the coronavirus crisis​​​.

683. PS16/3: Strengthening accountability in banking: Feedback on CP15/22 and CP15/31; final rules on extending the certification regime to wholesale market activities and interim rules on referencing

     Policy statements Published: 04/02/2016 Last modified: 26/05/2016
     The referencing requirements will also be of interest to all firms, and in particular Solvency II and large non-directive insurers.

684. RMA-J Data required for collection of fees: help text (for reporting period ending 1 April)

     Registers and systems Published: 28/03/2019 Last modified: 28/03/2019
     Read our help text for Gabriel submission RMAR section J (RMA-J) data required for collection of fees. Firms with a reporting period ending on or after 1 April 2019.