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Showing 1101 to 1110 of 1521 search results for needs of their vulnerable customers.
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Competition Decisions Committee
The Competition Decisions Committee (CDC) exercises certain decision-making powers in competition law investigations on behalf of the FCA. -
FCA confirms approach for financial promotions in social media
The Finalised Guidance sets out in further detail specific areas that firms need to consider, and provides some solutions and illustrative examples. ... The Finalised Guidance: FG15/4 - Social media and customer communications: The FCA’s supervisory -
Creating a fair and competitive environment for retail banking in the interests of consumers
Speech by Karina McTeague, Director of Retail Banking, the FCA. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA proposes help for motor finance and high cost credit customers
FCA announces another proposed package of measures to directly support consumers facing payment difficulties due to coronavirus -
The FCA fines Vanquis £1,976,000 and orders Vanquis to pay compensation to customers
The Financial Conduct Authority (FCA) has today imposed a fine of £1,976,000 on credit card lender, Vanquis, for failing to disclose the full price of an add-on product, called Repayment Option Plan (ROP). The firm will also repay an estimated £168 -
Conduct risk during LIBOR transition: Questions and answers
News story on conduct risk during LIBOR transition: Questions and answers for firms -
Regulatory Developments and the Changing Market Structure
Speech by David Lawton, Director of Markets at the FCA, at the American Bar Association Capital Markets Conference, Law Society, London, Thursday 27 February 2014. This is the text of the speech as drafted, which may differ from the delivered version -
Pension scheme operators are at risk from smarter scams
The FCA highlights risks from authorised firms failing to carry out appropriate due diligence on investment offerings. -
Financial promotions quarterly data 2022 Q4
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2022 to 31 December 2022. -
GC13/7 Changing customers to post-RDR unit classes
GC13/7 Changing customers to post-RDR unit classes. Guidance consultations First published:. ... whether a new disclosure document (e.g. a Key Investor Information Document (KIID) for a UCITS scheme) needs to be issued to each relevant unitholder before