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Showing 1231 to 1240 of 1522 search results for needs of their vulnerable customers.

  1. Restrictions placed on IBP Markets Limited and the Firm enters special administration

    News stories Published: 13/10/2023 Last modified: 05/06/2024
    We have imposed a number of restrictions on IBP Markets Limited, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business, including about client money protections at the firm.

  2. Indigo Michael Limited (trading as Tappily and SafetyNet) enters administration

    News stories Published: 10/01/2023 Last modified: 10/01/2023
    On 9 January 2023, Indigo Michael Limited, trading as Tappily and SafetyNet, went into administration. AlixPartners UK LLP were appointed Joint Administrators. 

  3. FCA acts to address unclear and excessive motor finance costs

    Multi-firm reviews Published: 04/03/2019 Last modified: 15/10/2019
    FCA looking at the motor finance market to ensure it works well and to assess whether consumers are at risk of harm

  4. FCA highlights continuing concerns about problem firms in the CFD sector

    Press Releases Published: 01/12/2022 Last modified: 01/12/2022
    FCA has written to CFD providers outlining expectations and highlighting areas of poor practice seen in firms.

  5. GC14/3 Retail Investment Advice: Clarifying the boundaries and exploring the barriers to market development

    Guidance consultations Published: 11/07/2014 Last modified: 11/07/2014
    report on research on how customers use services that do not provide a personal recommendation. ... research on the experiences of customers purchasing investments without a personal recommendation (‘The motivations, needs and drivers of non-advised

  6. Effective compliance with the Market Abuse Regulation – a state of mind

    Speeches Published: 14/11/2017 Last modified: 15/11/2017
    whom the FCA needs to engage as competent authority to enhance the efficacy of the regime in the UK. ... We need to take all the steps we can to prevent market abuse from taking place within our markets.

  7. Direct Line to carry out a past business review relating to the FCA's pricing rules

    Statements Published: 01/09/2023 Last modified: 01/09/2023
    Direct Line Group will carry out a review to identify all instances where a customer has been overcharged and provide appropriate redress.

  8. FCA finds the Covid-19 pandemic leaves over a quarter of UK adults with low financial resilience

    Press Releases Published: 11/02/2021 Last modified: 11/02/2021
    The Financial Conduct Authority (FCA) has released its latest Financial Lives survey (FLS), looking at consumers’ financial situations, the financial products they choose and their experiences of engaging with financial services firms.

  9. PS18/20: Improving the quality of pension transfer advice

    Policy statements Published: 26/03/2018 Last modified: 07/04/2020
    The FCA is consulting on improving the quality of pension transfer advice. The consultation closes on 25 May 2018.

  10. Information regarding the FCA credit card market study - September 2021

    FOI Release Date of Release: 16/09/2021
    The FCA answers multiple questions regarding its Credit card market study: MS14/6.
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