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Showing 361 to 370 of 1519 search results for needs of their vulnerable customers.

  1. Advised and non-advised sales

    Financial advisers Tasks for regulated firms Published: 21/12/2015 Last modified: 21/09/2022
    Firms can offer either advised or non-advised sales. Find out about the difference here.
  2. Interest rate hedging products (IRHP)

    Consumers Know your rights Published: 19/04/2016 Last modified: 14/12/2021
    We explain the background to the mis-selling and redress scheme.
  3. Bank or building society

    Last modified: 22/09/2017
    All banks and building societies also need to comply with requirements relating to AIS and PIS providers seeking access to their customers’ online payment accounts (Chapter 17 in our Approach Document). ... Answer the following question to understand
  4. Status disclosure: consumer credit

    Tasks for regulated firms Published: 11/05/2015 Last modified: 07/02/2022
    Find out what information consumer credit firms need to tell customers about their regulatory status.
  5. Markets

    Markets Last modified: 24/05/2023
    FCA Markets landing page.
  6. FG20/3: Branch and ATM closures or conversions [pdf]

    Finalised guidance Published: 14/09/2020 Last modified: 14/09/2020
    This guidance sets out our expectation that firms should consider the
  7. Apply to become a consumer credit broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out how to apply to the FCA for authorisation if you want to engage in regulated activities as a consumer credit broker.
  8. Debt management activity and authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 28/04/2020
    Here we list some typical misconceptions about the way we authorise firms engaged in debt management activity. Then we give you the facts.
  9. Loan fee fraud

    Consumers Scams Published: 18/04/2016 Last modified: 06/12/2023
    Every year the FCA receives hundreds of reports of loan fee fraud, with victims reporting an average loss of £260. Find out how to spot the warning signs.
  10. Apply to become a mortgage broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.