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Showing 431 to 440 of 1519 search results for needs of their vulnerable customers.

431. 2015 Disclosure Log

     Last modified: 30/01/2020
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. 

432. Personal accountability

     Speeches Published: 02/12/2015 Last modified: 19/04/2016
     Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the City & Financial conference on Personal Accountability in the Financial Services Industry, 2 December 2015, London. This is the text of the speech as drafted, which may differ

433. The New Market Infrastructure

     Speeches Published: 16/05/2014 Last modified: 29/11/2016
     Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version.

434. Cryptoassets: AML / CTF regime - Registering with the FCA

     Published: 22/03/2023 Last modified: 01/07/2024
     You must register with us if you want to provide cryptoasset services that come within the scope of money laundering regulations. Find out if this applies to you and how to register.

435. The FCA and innovation

     Speeches Published: 22/05/2015 Last modified: 20/03/2024
     Speech by Christopher Woolard, director of strategy and competition, FCA.

436. Adviser charging rules

     Tasks for regulated firms Published: 21/12/2015 Last modified: 16/05/2016
     Find out about our rules on how advisers can charge clients and how they must explain these charges.

437. Small electronic money institution (small EMI)

     Last modified: 23/08/2019
     Answer the following questions to understand more about what you need to do to meet new PSD2 requirements:. ... 4. All small EMIs which are account servicing payment service providers (ASPSPs) also need to comply with requirements relating to AIS and PIS

438. Authorised payment institution (authorised PI)

     Last modified: 22/09/2017
     Answer the following questions to understand more about what you need to do to meet new PSD2 requirements:. ... 3. All authorised PIs which are account servicing payment service providers (ASPSPs) also need to comply with requirements relating to AIS and

439. FCA response to the Cranston Review

     Statements Published: 10/12/2019 Last modified: 10/12/2019
     FCA response to the Cranston Review

440. Credit brokers and authorisation

     New firm authorisation Published: 09/08/2017 Last modified: 25/05/2022
     Here we list some typical misconceptions about the way we authorise credit brokers. Then we give you the facts.