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Showing 441 to 450 of 1519 search results for needs of their vulnerable customers.
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Regulating the funeral plans sector
The FCA regulates pre-paid funeral plans, which means any funeral plan provider or intermediary must be authorised. Find out what this means for your firm. -
Considering a defined benefit pension transfer
Transferring out of a defined benefit (DB) pension scheme is a big decision and isn’t right for everyone. Find out what you need to think about, and the risks involved. -
Rent-to-own – update
The FCA took over the regulation of consumer credit, including the rent-to-own sector, in April 2014. -
FSCS Sub-Class SA01 - Guidance [pdf]
The definition of protected deposits was amended, effective from 2011/12. The calculation of protected deposits needs to be made on the basis of the information that your firm must include in the single customer views it has to be able to produce -
Information for firms on motor finance complaints
Guidance for firms affected by the FCA's review into the historical use of discretionary commission arrangements (DCAs) in the motor finance industry. -
Considerations for firms after the transition period
Find out how Temporary Transitional Power (TTP) may affect you. It will depend on several factors, including the nature of your business and where your customers are located. -
News for WorldSpreads Customers
On 18th March 2012, we confirmed that WorldSpreads Limited, a spreadbetting company, entered the Special Administration regime (SAR). -
Money laundering and terrorist financing
Find out more about the regulations and risk-based approach to anti-money laundering. -
Applications under the Payment Services Regulations 2017 and Electronic Money Regulations 2011
Find out what information we need from your firm if you’re seeking authorisation or registration. -
Culture and governance
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the MetricStream Governance, Risk and Compliance Summit in London. This is the text of the speech as drafted, which may differ from the delivered version.