Search results

Showing 471 to 480 of 1519 search results for needs of their vulnerable customers.

471. Data analytics and artificial intelligence (AI)

     Fintech or innovative business Published: 27/10/2020 Last modified: 11/10/2022
     The use of data analytics and artificial intelligence (AI) is increasing in UK financial markets. We want to make sure that consumers and markets benefit from the innovation that these technological changes bring.

472. Apply to become a consumer credit lender or hirer

     Firm authorisation Published: 15/11/2023 Last modified: 16/11/2023
     Find out how to apply to the FCA for authorisation If you want to engage in regulated activities as a lender or hirer.

473. How to organise a COO

     Speeches Published: 08/02/2023 Last modified: 08/02/2023
     Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Armstrong Wolfe COO Summit 2023

474. Approved Persons Regime

     Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
     Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test.

475. Become an appointed representative

     Tasks for regulated firms Published: 18/05/2015 Last modified: 15/12/2022
     Read our key considerations for becoming an appointed representative (AR), and find out what you'll need to prepare for your principal firm.

476. Apply to Innovation Pathways

     Firms Published: 27/03/2022 Last modified: 14/04/2023
     If you want to apply for Innovation Pathways support, find out how to submit your application and what happens next in the process.

477. Liberty SIPP Limited enters administration

     Statements Published: 28/04/2020 Last modified: 28/04/2020
     On 27 April 2020, the directors of Liberty SIPP Limited, a firm authorised and regulated by the Financial Conduct Authority (FCA), appointed Andrew Poxon & Alex Cadwallader of Leonard Curtis as Joint Administrators ('administrators').

478. FCA's key priorities for the financial advice industry

     Speeches Published: 02/11/2022 Last modified: 13/06/2023
     Speech by Therese Chambers, our Director of Consumer Investments, delivered at the Personal Finance Society's Festival of Financial Planning.

479. Consumer credit qualitative research

     News stories Published: 01/04/2014 Last modified: 05/06/2014
     credit cards. unauthorised overdrafts. low income consumers potentially leading to vulnerable consumers. ... understand the customer experience and journey in different consumer credit markets and compare and contrast these.

480. Appointed representatives and networks

     Tasks for firms Published: 05/08/2015 Last modified: 19/07/2023
     Principals often have networks of appointed representatives (ARs). Find out how to control your networks to reduce risks to your business.