Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 481 to 490 of 1519 search results for needs of their vulnerable customers.

  1. Advice Guidance Boundary Review

    News stories Published: 03/08/2023 Last modified: 03/08/2023
    The FCA sets out the basis for its joint review of the Advice Guidance Boundary with the Treasury.
  2. Wholesale markets firm applicants

    Firm authorisation Published: 04/07/2023 Last modified: 02/07/2024
    If you're a wholesale investment firm, you have to be authorised by us. Learn how to prepare your application and what you need to read first.
  3. Greyfriars enters administration

    News stories Published: 26/10/2018 Last modified: 24/05/2019
    On 23 October 2018, Greyfriars Asset Management LLP ('Greyfriars'), a firm authorised and regulated by the FCA, appointed Adam Stephens and Henry Shinners of Smith and Williamson LLP as joint administrators. 
  4. Key workers in financial services

    Firms Published: 20/03/2020 Last modified: 10/11/2020
    We set out steps firms should take to help identify key workers in financial services.
  5. Apply to become a consumer investments firm

    Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.
  6. Brexit and beyond

    Speeches Published: 21/03/2019 Last modified: 21/03/2019
    Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at City and Financial, 4th UK Financial Services Brexit Summit.
  7. News for customers of UK-based Cypriot banks

    News stories Published: 03/04/2013 Last modified: 23/04/2013
    Laiki Bank cash deposits in the UK have been transferred to the Bank of Cyprus UK. Laiki Bank UK customers with current accounts or savings accounts in credit can access their money as normal and do not need to do anything. Laiki Bank UK mortgage,
  8. The FCA and the Future of Retail Banking

    Speeches Published: 26/11/2013 Last modified: 04/11/2019
    Speech by Clive Adamson, FCA Director of Supervision, at the Marketforce and the IEA’s 16th Annual Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  9. Apply to become a home finance provider

    Firm authorisation Published: 28/04/2020 Last modified: 15/11/2023
    Find out how to apply to the FCA for authorisation if you’re a non-bank lender, lifetime mortgage provider or third-party mortgage administrator.
  10. General insurance brokers: acting for commercial customers

    Tasks for regulated firms Published: 09/02/2016 Last modified: 14/02/2023
    Understand what we expect of general insurance brokers who arrange premium finance plans.