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Showing 531 to 540 of 1519 search results for needs of their vulnerable customers.

531. Cryptoassets: AML / CTF regime

     Tasks for firms Published: 21/10/2019 Last modified: 15/01/2024
     We are the anti-money laundering and counter-terrorist financing (AML/CTF) supervisor of UK cryptoasset businesses under the money laundering regulations. Learn more about the regime.

532. Getting regulation right

     Speeches Published: 10/10/2016 Last modified: 10/10/2016
     Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the LendIt Conference 2016.

533. Statement on recent share trading issues

     Statements Published: 29/01/2021 Last modified: 29/01/2021
     Buying shares in volatile markets is risky and you may quickly lose money. These losses are unlikely to be covered by the Financial Services Compensation Scheme.

534. FCA Risk Outlook 2013 [pdf]

     Business plans Published: 25/03/2013 Last modified: 18/06/2013
     The Financial Conduct Authority (FCA) will put consumers’ needs at its heart and will focus even more on ensuring there is a fair deal between firms and their customers.

535. Becoming an appointed representative if you’re a funeral plan intermediary

     Firms Tasks for firms Published: 03/05/2021 Last modified: 01/11/2023
     Find out how to become an appointed representative (AR) that sells and distributes funeral plans on behalf of a principal firm.

536. Confirmation criteria

     Tasks for regulated firms Published: 06/08/2015 Last modified: 08/02/2023
     Find out the criteria you have to meet so that we can grant you confirmation.

537. Getting the right investor outcomes

     Speeches Published: 24/09/2014 Last modified: 30/09/2014
     Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

538. AISP models under PSD2

     Tasks for regulated firms Published: 23/12/2019 Last modified: 10/02/2023
     The FCA provides what an Agency models for authorised payment institutions or small payment institutions under PSD2

539. SVS Securities PLC Enters Administration

     News stories Published: 05/08/2019 Last modified: 01/10/2020
     News story on SVS Securities PLC entering Administration

540. Fake FCA communications

     Consumers Scams Published: 18/02/2021 Last modified: 21/03/2024
     Fraudsters sometimes pretend to work for the FCA, so if you’re unsure it’s important to check. Find out how to spot fake FCA emails, phone calls, and websites.