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Showing 561 to 570 of 1519 search results for needs of their vulnerable customers.

  1. Apply to become a pre-paid funeral plans firm

    Firms Published: 11/06/2021 Last modified: 04/12/2023
    If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FCA for authorisation and how to apply.
  2. The basic advice regime under MiFID II & IDD

    Financial advisers Published: 19/04/2018 Last modified: 16/02/2023
    The FCA explains the update that includes important information for firms selling stakeholder products using basic advice and the impact of MiFID II and IDD.
  3. Pacific Blu L.P.

    Warnings Published: 05/09/2013 Last modified: 05/09/2013
    Information on Pacific Blu L.P., a limited partnership registered in New Zealand that provides the ‘My Home’ household insurance policy.
  4. Financial Sanctions

    Firms Consumers Markets Published: 16/05/2016 Last modified: 21/02/2023
    Find out what to do if your firm is subject to financial sanctions or you suspect there has been a sanctions breach.
  5. Multilateral trading facilities and organised trading facilities

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.
  6. The importance of international co-operation

    Speeches Published: 09/10/2018 Last modified: 09/10/2018
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at The Pan Asian Regulatory Summit 2018, Hong Kong.
  7. Citizens Advice supercomplaint to the CMA - update

    News stories Published: 09/01/2020 Last modified: 09/01/2020
    The Competition and Markets Authority (CMA) published its response to the Citizens Advice super-complaint on the loyalty penalty in December 2018, making several cross-cutting and market-specific recommendations in the cash savings, home insurance
  8. Consumer notice: WeRe Bank

    News stories Published: 17/09/2015 Last modified: 21/09/2015
    need to call in the Promissory Note). ... We are concerned that vulnerable consumers may be attracted to WeRe Bank’s claim that they will be able to pay off their debts ‘for free’ using RE cheques, even though
  9. Report mortgage fraud (lenders)

    Tasks for firms Published: 24/02/2016 Last modified: 02/08/2023
    Find out about our Information from Lenders (IFL) scheme and use our online reporting document to tell us about suspected fraud.
  10. The FCA’s Competition Powers

    Speeches Published: 23/03/2016 Last modified: 09/11/2016
    Speech by Deb Jones, Director of Competition at the FCA, delivered at The Impact of Competition Powers on Financial Services Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.