Search results
Showing 591 to 600 of 1519 search results for needs of their vulnerable customers.
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Dealing with EEA firms and investment funds
What to check if you’re dealing with an EEA firm in supervised run-off (SRO) or contractual run-off (CRO), or a fund in the temporary marketing permission regime (TMPR). -
Woodford Equity Income Fund redress
This page provides updates on the Settlement Scheme (the Scheme) proposed by Link Fund Solutions Limited (LFS) in relation to the LF Equity Income Fund (WEIF or the Fund). -
Wholesale Conduct Risk
They need to understand that is part of their job and be helped to do it well. ... While we’ve seen encouraging signs, and certainly lots of commitments, it needs to be about changing outcomes. -
Accountability, from debate to reality
Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the City & Financial conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Payments in the Single Euro Payments Area
Find out what you can expect from banks and other providers when you make payments in euros to an account in the Single Euro Payments Area (SEPA). -
Safeguarding requirements for authorised payment institutions and electronic money institutions
Find out what safeguarding means for authorised PIs and EMIs. -
FCA warns of impending Consumer Duty deadline
With fewer than 90 days to go until the start of the Consumer Duty the Financial Conduct Authority (FCA) has urged firms to ensure they are ready for the 31 July deadline. -
Notice to all FCA regulated firms with exposure to cryptoassets
We are reminding all regulated firms of their existing obligations when they are interacting with or exposed to cryptoassets and related services. -
What makes good conduct regulation?
Speech by John Griffith Jones, Chairman at the FCA, delivered at the Cambridge Judge Business School. -
Archived data
Find FCA data published before 2018.