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Showing 611 to 620 of 1519 search results for needs of their vulnerable customers.

  1. Best of British Conference

    Speeches Published: 14/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the Best of British Conference hosted by JP Morgan, London. This is the text of the speech as drafted, which may differ
  2. FCA confirms biggest shake-up to the overdraft market for a generation

    Press Releases Published: 07/06/2019 Last modified: 07/06/2019
    The Financial Conduct Authority (FCA) has today confirmed it is introducing reforms to fix a dysfunctional overdraft market. These changes will make overdrafts simpler, fairer, and easier to manage and will protect the millions of consumers that use
  3. Global regulation in the post-crisis era

    Speeches Published: 30/06/2016 Last modified: 01/07/2016
    Speech by John Griffith-Jones, Chairman, FCA, delivered at the TheCityUK Annual Conference on 30 June 2016.
  4. Credit broking, debt management and price comparison websites

    Focus areas Published: 22/07/2019 Last modified: 10/02/2023
    Poor standards in credit broking and debt management can lead to significant harm for vulnerable consumers, and the FCA started to intervene in these markets in 2014. Find out more.
  5. Approved Persons help text: Connect

    Published: 12/05/2016 Last modified: 04/10/2023
    Read the FCA Connect help text for Approved Persons.
  6. Locums and other outside support: sole advisers

    Tasks for regulated firms Published: 11/05/2015 Last modified: 31/01/2023
    As a sole adviser, find out how a locum or outside support can help your business.
  7. Marketing material changes

    Firms Published: 08/06/2016 Last modified: 30/01/2023
    We explain which AIFM firms have to notify us if they make changes to their marketing information. Find out what your firm needs to do.
  8. Product sales data: cancellations and corrections

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: cancellations and corrections
  9. Corrie Bauckham Batts Limited enters liquidation

    News stories Published: 20/04/2022 Last modified: 20/04/2022
    On 20 April 2022, Corrie Bauckham Batts Limited entered liquidation. John Dean Cullen and Rachel Helen Lai of Menzies LLP were appointed as Joint Liquidators of Corrie Bauckham Batts Limited. 
  10. Side pockets

    Consumers Your rights Published: 08/09/2022 Last modified: 20/03/2023
    Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect.