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Showing 651 to 660 of 1519 search results for needs of their vulnerable customers.

651. Disruptive innovation in financial markets

     Speeches Published: 26/10/2015 Last modified: 26/10/2015
     Speech by Mary Starks, Director of Competition, FCA, delivered at the OECD (Organisation for Economic Cooperation and Development), Paris. This is the text of the speech as drafted, which may differ from the delivered version.

652. Principles of good regulation

     About us How we regulate Published: 21/04/2016 Last modified: 20/07/2022
     The FCA considers the principles of good regulation when carrying out our work, and regulated firms must comply with our principles for businesses.

653. Information on current account services – complete set

     News stories Published: 15/02/2019 Last modified: 15/02/2019
     Last year, we set out how the main current account providers in the UK were publishing better information about the services they offer to consumers and to small businesses, and how far their customers recommend them. Today sees the publication of

654. Move from being an appointed representative to being authorised

     Tasks for regulated firms Published: 13/05/2015 Last modified: 15/12/2022
     If you decide to move from being an appointed representative (AR) to being authorised, find out how to give notice to your principal.

655. Information on the FCA response to the Swift Report - March 2022

     FOI Release Date of Release: 15/03/2022
     The FCA provides information on its response to the Swift Report on the FCA supervisory intervention on IRHPs

656. FCA fines Bluefin £4m for misleading customers

     Press Releases Published: 06/12/2017 Last modified: 06/12/2017
     The Financial Conduct Authority (FCA) has today fined Bluefin Insurance Services Limited (Bluefin) £4,023,800 for having inadequate systems and controls and failing to provide information to its customers about Bluefin’s independence in a way

657. FundingSecure Ltd enters administration

     News stories Published: 23/10/2019 Last modified: 23/10/2019
     News story on FundingSecure Ltd entering administration.

658. 10% depreciation notifications

     Statements Published: 22/12/2022 Last modified: 22/12/2022
     We have decided to extend the temporary measures for firms during the interim period, pending the revocation of Article 62.

659. Investor protection under MiFID II

     Speeches Published: 20/10/2015 Last modified: 20/10/2015
     Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

660. TSB fined £48.65m for operational resilience failings

     Press Releases Published: 20/12/2022 Last modified: 20/12/2022
     The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have fined TSB Bank plc (“TSB”) a total of £48,650,000 for operational risk management and governance failures, including management of outsourcing risks,