Search results
Showing 701 to 710 of 1519 search results for needs of their vulnerable customers.
-
Preparing for the future of Consumer Investments
We want consumers of all wealth levels to be able to make good investment decisions, with confidence and understanding of the risks and the protection involved. -
Independence, confidence and fairness
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Whistleblowing quarterly data 2022 Q2
Our data shows the number of new whistleblowing reports the FCA received in April to June 2022 and the allegations they featured. -
FCA response to Amigo’s Scheme being rejected by the High Court
The Court has refused to sanction the Scheme of Arrangement proposed by Amigo (the Scheme). The FCA had objected to the proposed Scheme and is now carefully considering the Court’s judgment and Amigo’s response. -
Notification requirements in the Money Laundering Regulations for FSMA authorised firms
Firms authorised under Financial Services and Markets Act (FSMA) who we supervise under the Money Laundering Regulations are required to tell us if they carry out certain activities. Read more on who this applies to and how to tell us. -
Financial Crime: analysis of firms’ 2017-2020 REP-CRIM data
The FCA provides analysis of the annual financial crime data return (REP-CRIM) submissions for the 3 reporting periods between 2017-2020. -
Donre Advisory Limited enters liquidation
Donre Advisory Limited has entered creditors’ voluntary liquidation (CVL). Sean Bucknall and Andrew Hosking of Quantuma have been appointed as joint liquidators. -
Conduct in a new era: leaders rejecting complacency
Speech by John Griffith-Jones, Chairman, the FCA, to theCityUK conference in London. This is the text of the speech as drafted, which may differ from the delivered version. -
Community engagement
Community engagement at the FCA aligns to three themes: future skills, developing skills and utilising skills. -
FCA enable firms to provide mortgage breathing space
The FCA has moved quickly to make changes to its rulebook to support key commitments made by lenders at last week’s mortgage summit held by the Chancellor.