Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 741 to 750 of 1519 search results for needs of their vulnerable customers.

  1. Client assets and coronavirus (Covid-19)

    Firms Tasks for regulated firms Published: 06/04/2020 Last modified: 13/02/2023
    Summary of queries we have received and our position on client assets (CASS) compliance related to the current disruption caused by coronavirus (Covid-19).

  2. Copia Wealth Management Limited is placed into liquidation

    Statements Published: 09/09/2020 Last modified: 09/09/2020
    Mr Floyd Paterson, the sole director of Copia Wealth Management Limited, a firm authorised and regulated by the FCA, has appointed Alex Kachani of Crawfords Accountants in Manchester as liquidator.

  3. From Innovation Hub to Innovation Culture

    Speeches Published: 05/06/2019 Last modified: 28/06/2024
    Speech by Nick Cook, director of innovation delivered at the 6th Central Bank Executive Summit.

  4. Statement on how firms should handle post and paper documents

    Statements Published: 13/05/2020 Last modified: 13/05/2020
    We recognise that during the coronavirus (covid-19) pandemic there will be some important functions, such as processing post, that will be more difficult for firms to do in a timely way.  

  5. MS17/1: Investment platforms market study

    Market studies Published: 16/07/2018 Last modified: 04/05/2022
    Following the publication of the Investment Platforms Market Study Final Report and Consultation Paper 19/12 proposing new rules in March this year, the FCA have published Policy Statement 19/29 setting out final rules.

  6. Thematic review of Retirement Income Advice

    Pensions Thematic reviews Published: 20/03/2024 Last modified: 20/03/2024
    Our findings on how the retirement income advice market is working and whether consumers are receiving appropriate advice on meeting their income needs in retirement.

  7. Joint statement by the FCA, FRC and PRA

    Statements Published: 26/03/2020 Last modified: 27/01/2021
    Financial Conduct Authority, Financial Reporting Council and Prudential Regulation Authority issue a joint statement in response to the coronavirus (Covid-19) situation

  8. Sustainable investment labels and anti-greenwashing

    Consumers Published: 28/11/2023 Last modified: 22/05/2024
    New FCA measures will give you better information on investments, to help you find funds that meet your sustainability objectives.

  9. LIBOR: preparing for the end

    Speeches Published: 15/07/2019 Last modified: 15/07/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Securities Industry and Financial Markets Association's (SIFMA) LIBOR Transition Briefing in New York, USA.

  10. Whistleblowing quarterly data 2022 Q1

    Data Published: 04/08/2022 Last modified: 04/08/2022
    Our data shows the number of new whistleblowing reports the FCA received in January to March 2022 and the allegations they featured.
Related searches
Related topics