Search results

Showing 771 to 780 of 1519 search results for needs of their vulnerable customers.

771. Evolution of a new model for financial regulation in the UK

     Speeches Published: 21/09/2020 Last modified: 21/09/2020
     Christopher Woolard, interim chief executive, delivers speech at the 10th annual International Financial Services Forum

772. Our approach to secondary credit brokers that supply a non-financial service

     Firm authorisation Published: 16/11/2023 Last modified: 16/11/2023
     If you're authorised as a Full Permission secondary credit broker, find out whether you can apply to the FCA to change your authorisation to Limited Permission.

773. Operational resilience: insights and observations for firms

     Tasks for firms Published: 28/05/2024 Last modified: 28/05/2024
     Make sure your firm is ready to comply with the FCA's operational resilience rules by 31 March 2025. Use our observations to help review your firm’s approach.

774. Financial crime controls at challenger banks

     Firms Multi-firm reviews Published: 22/04/2022 Last modified: 22/04/2022
     Ensuring the firms we regulate are effective in preventing financial crime, such as money laundering and sanctions evasion, remains a key priority. This includes testing the financial crime controls of new business models as they enter the UK

775. Outsourcing claim activities to private investigators

     Tasks for regulated firms Published: 09/02/2016 Last modified: 14/02/2023
     Understand the responsibilities of insurers for the actions of private investigators (PIs) who investigate claims.

776. Service standards 2020/21

     Data Published: 15/07/2021 Last modified: 15/07/2021
     The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2020/21.

777. Fair and effective markets review

     Speeches Published: 14/07/2015 Last modified: 23/10/2015
     last week, it also identified some gaps and areas where more work needs to be done. ... If a market practice isn’t clear the industry needs to work collectively to find solutions.

778. Innovation: The regulatory opportunity

     Speeches Published: 28/10/2014 Last modified: 21/11/2016
     Speech by Martin Wheatley, Chief Executive of the FCA, at the Financial News Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

779. Millions of Britons struggling with bills, warns regulator

     Press Releases Published: 21/10/2022 Last modified: 21/10/2022
     The FCA has published a snapshot of the latest edition of its landmark Financial Lives survey and reports on key findings.

780. FCA publishes Annual Report and Accounts 2017/18

     Press Releases Published: 19/07/2018 Last modified: 03/08/2018
     The Financial Conduct Authority (FCA) has today published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2017/18.