Search results
Showing 801 to 810 of 1519 search results for needs of their vulnerable customers.
-
FCA confirms measures to help insurance customers who may be suffering financial difficulties as a result of coronavirus
We confirm temporary measures to help customers who hold insurance and premium finance products and who may be in financial difficulty because of coronavirus (Covid-19) -
Alpha Insurance A/S declared bankrupt – UK policyholders must immediately seek alternative cover
Alpha Insurance A/S ('Alpha') is an insurance firm authorised and regulated by the Danish Financial Supervisory Authority. It operates in the UK on a freedom of services basis which means that some customers, both private and commercial, based in -
FCA reveals the financial experiences of people in the UK: Satisfaction with overall financial circumstances is particularly low in London
The Financial Conduct Authority (FCA) has today published the latest analysis of its Financial Lives survey. Today’s report puts the spotlight on the financial situation of people across the UK and highlights where in the UK people may be more -
Non-advised drawdown pension sales review: summary of findings [pdf]
The FCA assessed whether firms are providing necessary information in a way that helps customers make informed decisions when accessing retirement benefits and when reviewing whether their drawdown pension continues to meet their needs. -
FCA fines ADM Investor Services International Limited £6,470,600 for serious financial crime control failings
The broker has been fined for inadequate anti-money laundering (AML) systems and controls. -
Review of implementation of platform rules
Platforms have become an important part of the investment market, with as many as 3 million customers using them to invest a total of more than £250bn of assets. ... issues. The video below highlights more of our findings and some areas for further focus -
Outlining the FCA’s approach to authorisation
Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference. -
Financial promotions quarterly data 2022 Q2
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2022 to 30 June 2022. -
The treatment of politically exposed persons
The FCA has reviewed how effectively firms are following guidance on politically exposed persons for anti money-laundering purposes and proposed changes. -
Regulatory change for firms as Brexit transition period ends
As of 11pm on 31 December 2020, the transition period ended and EU laws no longer apply in the UK. For many financial services businesses, this means changes to existing systems and services.