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Showing 911 to 920 of 1521 search results for needs of their vulnerable customers.

911. Cryptoasset AML / CTF regime: feedback on good and poor quality applications

     Tasks for firms Published: 22/03/2023 Last modified: 03/07/2024
     Feedback on good and poor quality applications made to the FCA under money laundering regulations.

912. Culture and conduct - extending the accountability regime

     Speeches Published: 20/09/2017 Last modified: 20/09/2017
     Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at City and Financial Summit, London.

913. Santander UK fined £12.4m for widespread investment advice failings

     Press Releases Published: 26/03/2014 Last modified: 25/11/2021
     Santander UK Plc has been fined £12,377,800 by the Financial Conduct Authority (FCA) after the regulator uncovered serious failings in the way it offered financial advice from its bank.

914. Competition and conduct regulation in financial services

     Speeches Published: 09/09/2013 Last modified: 10/09/2013
     Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Regulatory Policy Institute's Annual Competition and Regulation Conference. This is the text of the speech as drafted, which may differ from the delivered version.

915. Raising standards in new firms and financial promotions

     About us What we do Published: 22/11/2022 Last modified: 30/11/2022
     The FCA has created a new function to help new firms improve their standards and protect consumers from bad practice.

916. MLA F: Mortgage lending - arrears analysis FAQs

     Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
     MLA F: Mortgage lending - arrears analysis FAQs

917. FCA reveals the financial experiences of people in the UK: People in the South East have highest level of unsecured debt of all English regions

     Last modified: 20/06/2018
     The Financial Conduct Authority (FCA) has today published the latest analysis of its Financial Lives survey. Today’s report puts the spotlight on the financial situation of people across the UK and highlights where in the UK people may be more

918. Information for ARM investors

     News stories Published: 04/10/2013 Last modified: 04/10/2013
     There have been a number of developments recently that affect investors in bonds issued by ARM Asset Backed Securities SA (ARM), a securitisation vehicle based in Luxembourg. We take a look at some frequently asked questions.

919. FCA publishes thematic review of annuity sales practices

     Press Releases Published: 14/10/2016 Last modified: 24/11/2021
     The Financial Conduct Authority (FCA) publishes the findings of its thematic review of non-advised annuity sales practices. The FCA wanted to establish whether firms provided customers with sufficient information about enhanced annuities.

920. How we process approved person applications

     Tasks for regulated firms Published: 12/05/2015 Last modified: 08/12/2022
     Find out what happens after submitting your application, including how long it takes for us to make a decision and the possible outcomes.