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Showing 931 to 940 of 1521 search results for needs of their vulnerable customers.
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Teamwork: A Smart way to tackle financial crime
Speech by Steve Smart, FCA joint executive director of enforcement and market oversight, delivered at the Financial Services Investigations and Enforcement Summit. -
FCA reveals the financial experiences of people in the UK: People in Yorkshire and the Humber are most likely to be struggling to pay bills or debts compared to rest of UK
The Financial Conduct Authority (FCA) has today published the latest analysis of its Financial Lives survey. Today’s report puts the spotlight on the financial situation of people across the UK and highlights where in the UK people may be more -
Santander UK fined £12.4m for widespread investment advice failings
Santander UK Plc has been fined £12,377,800 by the Financial Conduct Authority (FCA) after the regulator uncovered serious failings in the way it offered financial advice from its bank. -
FCA proposals to tackle issues in GAP insurance market
It’s important that people are able to make informed decisions about whether they need GAP, and if they do, the best place to buy it. ... A salesperson can start the sales process but can’t conclude the sale for a set time period, giving customers -
Investors warned over Connaught Income Funds
However, customers need to be aware that these bank accounts have stronger investor protections should anything go wrong and offer lower risks to your money than there is investing in the ... Discuss with your adviser whether there are any other products -
Brexit: information for the banking and payment sectors in the UK
Information on how UK firms should approach servicing customers based in the EEA, now that the transition period has ended. -
Statement on the UK Coronavirus Business Interruption Loan Scheme (CBILS) and the new Bounce Back Loan Scheme (BBLS)
The Treasury has today announced amendments to the UK’s CBILS scheme to support small businesses. This statement sets out the FCA’s approach to its regulation of firms in relation to the Government’s CBILS and BBL schemes. -
Darren Newton banned by the FCA for misappropriating client money
The Financial Conduct Authority (FCA) has today published a Decision Notice, which sets out its decision to ban Darren Lee Newton from working in any regulated activity in the financial services sector. -
Product sales data: process related aspects FAQs
Product sales data: process related aspects FAQs -
FCA review finds weaknesses in some challenger banks’ financial crime controls
FCA review found that challenger banks need to improve how they assess financial crime risk, with some failing to adequately check their customers’ income and occupation.