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Showing 941 to 950 of 1521 search results for needs of their vulnerable customers.
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Financial Promotions for high-risk investments
We outline the findings of our review of how firms offering restricted mass market investments (RMMIs) have complied with new rules on the customer journey. We identify examples of good and poor practice for the wider sector to consider and make any -
A more effective approach to combatting financial crime
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference. -
Expect the unexpected: cyber security in 2017 and beyond
Speech by Nausicaa Delfas, Executive Director at the FCA, delivered at the Financial Information Security Network. -
FCA reveals the financial experiences of people in the UK: A higher proportion of adults in the North West have no savings compared to rest of UK
The Financial Conduct Authority (FCA) has today published the latest analysis of its Financial Lives survey. Today’s report puts the spotlight on the financial situation of people across the UK and highlights where in the UK people may be more -
FCA concerned about problem behaviours linked to trading app design
The Financial Conduct Authority (FCA) has warned stock trading app operators to review design features, including those with game-like elements, which risk prompting consumers to take actions against their own interest. -
FCA releases updated guidance on EU departure preparations
The Financial Conduct Authority (FCA) has published updated information to help support regulated firms in finalising their preparations for as smooth a transition as possible when the UK leaves the EU. -
Gaudi Regulated Services Limited in administration
On 25 April 2023 the directors of Gaudi Regulated Services Limited appointed Sean Bucknall and Andrew Watling of Quantuma Advisory Limited as joint administrators. The administrators are qualified insolvency practitioners. -
Basset & Gold plc (B&G plc) and B&G Finance Ltd (B&G Finance) enter administration
On 1 April 2020 the directors of B&G plc and B&G Finance decided to place the firms into administration. Paul Boyle, David Clements and Anthony Murphy, insolvency practitioners of Harrisons Business Recovery and Insolvency were appointed as -
Efficiency and effectiveness: our approach to primary markets
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Bloomberg. -
Mortgage sales data FAQs
Product sales data: new mortgage requirements FAQs (7484)